Todd Pigott has been Chief Compliance Officer of Glacier Peak Capital Management since June 2018, is a control person of the firm and directly owns under 5% of it.
Glacier Peak Capital Management, LLC is a Chatham, NJ firm with $9.86B under management, 5 clients and 2 advisers across 2 offices, as of its February 2026 filing.
No adviser firm registrations are on Todd Pigott’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 28 November 2025 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 2 November 2017 |
| Series 24 | General Securities Principal Examination | 24 October 2017 |
| Series 7 | General Securities Representative Examination | 27 September 2017 |
- Name
- Operations Professional Examination
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Todd Matthew Pigott
- CRD
- 2592495
- Firm
- Glacier Peak Capital Management · CRD 164409
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Todd Pigott work?
Todd Pigott has been Chief Compliance Officer of Glacier Peak Capital Management, LLC since June 2018, and is a control person of the firm.
Does Todd Pigott have a current investment-adviser registration?
Todd Pigott has a current broker registration and no current investment-adviser registration.
What exams has Todd Pigott passed?
Todd Pigott has passed 5 licensing exams: the Series 7, Series 24, Series 63, Series 14 and Series 99TO. The earliest, the Series 7, was passed in September 2017. FINRA credited Todd Pigott with the SIE, which began in October 2018.
Is Todd Pigott registered with FINRA?
Yes. Todd Pigott has a current broker registration, under CRD 2592495.
Source: FINRA BrokerCheck
How can I verify Todd Pigott’s record?
Search CRD 2592495 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Todd Pigott’s full registration record.