Todd Keating has been Managing Director, Chief Compliance Officer of Parvin Asset Management since March 2023, is not listed as a control person, but directly owns under 5% of the firm. Todd Keating holds a Bachelor of Mechanical Engineering from Villanova University and an MBA in Finance from Drexel University.
Parvin Asset Management, LLC is a Sioux Falls, SD firm with $179M under management, 101 clients and 3 advisers in one office, as of its March 2026 filing.
Todd H. Keating is Managing Director, Chief Operating Officer of Parvin Asset Management. He oversees business operations, investment modeling and compliance reporting, and joined Parvin in 2022 with over 25 years of experience in investment management and business analytics. He is a member of Parvin's Investment Team and contributes to building client portfolios. Before Parvin he worked at Nuveen Investments for 16 years and Citizens Financial Group for 10 years.
Todd Keating’s longest registration was 15 years at Rittenhouse Asset Management, Inc. (1994–2009). Before joining Parvin Asset Management in 2022, Todd Keating was registered through Nuveen Asset Management and Rittenhouse Asset Management, Inc.
- Parvin Fund ManagementAlso current– present · 3 yearsPhoenixville, PA · Adviser representative · Firm CRD 311304
- Parvin Asset Management, LLCCurrent– present · 3 yearsPhoenixville, PA · Adviser representative · Firm CRD 315701
- Nuveen Asset Management– · under a yearChicago, IL · Adviser representative · Firm CRD 104626
- Rittenhouse Asset Management, Inc.– · 15 yearsRadnor, PA · Adviser representative · Firm CRD 106562
Investment adviser representative registrations
Todd Keating is registered as an investment adviser representative in 2 states. The first approvals date from November 2022; the most recent is South Dakota, in April 2023.
- PennsylvaniaSince 22 November 2022
- South DakotaSince 28 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 November 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Todd Harold Keating
- CRD
- 2366291
- Firm
- Parvin Asset Management · CRD 315701
- Role
- Managing Director, Chief Compliance Officer
- Office
- Phoenixville, PA
- Registration
- Investment adviser registration
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- parvinam.com
Where does Todd Keating work?
Todd Keating has been Managing Director, Chief Compliance Officer of Parvin Asset Management, LLC since March 2023.
Is Todd Keating a financial advisor?
Yes. Todd Keating has a current investment-adviser registration in Pennsylvania and South Dakota, through Parvin Asset Management since November 2022.
How many years of experience does Todd Keating have?
Todd Keating has 19 years in the financial industry, since August 2007, across 4 adviser firms.
What exams has Todd Keating passed?
Todd Keating has passed 2 licensing exams: the Series 63 and Series 65. The earliest, the Series 63, was passed in June 1993.
Where did Todd Keating work before Parvin Asset Management?
Before Parvin Asset Management, Todd Keating was registered through Nuveen Asset Management, February 2009 to April 2009; Rittenhouse Asset Management, Inc., January 1994 to January 2009.
Where is Todd Keating based?
Todd Keating’s registered office is in Phoenixville, PA.
Is Todd Keating registered with FINRA?
No. Todd Keating has no current broker registration.
How can I verify Todd Keating’s record?
Search CRD 2366291 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Keating’s full registration record.