Todd Heath-Hazlett has been Chief Executive Officer/Chief Compliance Officer of Todd Wealth Management since July 2012, is a control person of the firm and directly owns 75% or more of it.
Todd Wealth Management LLC is a Venice, FL firm with $159M under management, 362 clients and 1 adviser in one office, as of its March 2026 filing.
Todd Heath-Hazlett’s longest registration is the current one, 14 years at Todd Wealth Management since 2012. Before joining Todd Wealth Management in 2012, Todd Heath-Hazlett was registered through Brokersxpress LLC and Securities America Advisors, Inc.
- First Security Capital Management LLC– · 7 yearsVenice, FL · Adviser representative · Firm CRD 148345
- J. W. Cole Advisors, Inc.– · 3 yearsTampa, FL · Adviser representative · Firm CRD 112294
- Todd Wealth Management LLCCurrent– present · 14 yearsVenice, FL · Adviser representative · Firm CRD 164761
- Brokersxpress LLC– · 1 yearPittsburgh, PA · Adviser representative · Firm CRD 127081
- Securities America Advisors, Inc.– · 9 yearsPittsburgh, PA · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Todd Heath-Hazlett is registered as an investment adviser representative in 3 states. Each was approved in August 2012.
- CaliforniaSince 16 August 2012
- FloridaSince 17 August 2012
- PennsylvaniaSince 6 August 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 February 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 March 2000 |
| Series 7 | General Securities Representative Examination | 6 May 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 June 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Todd Anthony Heath-Hazlett
- CRD
- 2203723
- Firm
- Todd Wealth Management · CRD 164761
- Role
- Chief Executive Officer/Chief Compliance Officer
- Office
- 249 NOKOMIS AVE S, Venice, FL 34285
- Registration
- Investment adviser registration
- In the industry since
- August 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Todd Heath-Hazlett work?
Todd Heath-Hazlett has been Chief Executive Officer/Chief Compliance Officer of Todd Wealth Management LLC since July 2012, and is a control person of the firm.
Is Todd Heath-Hazlett a financial advisor?
Yes. Todd Heath-Hazlett has a current investment-adviser registration in California, Florida and Pennsylvania, through Todd Wealth Management since August 2012.
How many years of experience does Todd Heath-Hazlett have?
Todd Heath-Hazlett has 31 years in the financial industry, since August 1995, across 5 adviser firms.
What exams has Todd Heath-Hazlett passed?
Todd Heath-Hazlett has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 65 and Series 24. The earliest, the Series 63, was passed in June 1997. FINRA credited Todd Heath-Hazlett with the SIE, which began in October 2018.
Where did Todd Heath-Hazlett work before Todd Wealth Management?
Before Todd Wealth Management, Todd Heath-Hazlett was registered through Securities America Advisors, Inc., January 2002 to June 2011.
Where is Todd Heath-Hazlett based?
Todd Heath-Hazlett’s registered office is in Venice, FL.
Is Todd Heath-Hazlett registered with FINRA?
No. Todd Heath-Hazlett has no current broker registration.
How can I verify Todd Heath-Hazlett’s record?
Search CRD 2203723 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Heath-Hazlett’s full registration record.