Todd Frederick has been Managing Member / Chief Compliance Officer of Stonecreek Private Wealth since October 2022, is a control person of the firm and directly owns 75% or more of it.
Stonecreek Private Wealth, LLC is a firm with $193M under management, 69 clients and 1 adviser in one office, as of its February 2026 filing.
Todd Frederick began his financial planning career with Fidelity Investments in Dallas almost 30 years ago. In 2023, Frederick launched Stonecreek Private Wealth. Frederick helps families and individuals with investment management, risk management, tax and estate planning strategies.
Todd Frederick’s longest registration was 17 years at Strategic Advisers LLC (2001–2018). Before joining Stonecreek Private Wealth in 2022, Todd Frederick was registered through Fidelity Personal and Workplace Advisors and Strategic Advisers LLC.
- – present · 4 yearsProsper, TX · Adviser representative · Firm CRD 323473
- Fidelity Personal and Workplace Advisors– · 3 yearsBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 17 yearsDallas, TX · Adviser representative · Firm CRD 104555
Professional designations
Listed by Stonecreek Private Wealth
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
Todd Frederick is registered as an investment adviser representative in Texas, since October 2022.
- TexasSince 21 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 20 March 2024 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 March 2024 |
| Series 7TO | General Securities Representative Examination | 20 March 2024 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 20 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 December 2000 |
| Series 7 | General Securities Representative Examination | 18 July 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 January 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 November 1995 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Todd Alan Frederick
- CRD
- 2677010
- Firm
- Stonecreek Private Wealth · CRD 323473
- Role
- Managing Member / Chief Compliance Officer
- Office
- Prosper, TX
- Registration
- Investment adviser registration
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stonecreekpw.com
Where does Todd Frederick work?
Todd Frederick has been Managing Member / Chief Compliance Officer of Stonecreek Private Wealth, LLC since October 2022, and is a control person of the firm.
Is Todd Frederick a financial advisor?
Yes. Todd Frederick has a current investment-adviser registration in Texas, through Stonecreek Private Wealth since October 2022.
How many years of experience does Todd Frederick have?
Todd Frederick has 29 years in the financial industry, since November 1996, across 3 adviser firms.
What exams has Todd Frederick passed?
Todd Frederick has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 66, Series 10, Series 9, Series 7TO and Series 6TO. The earliest, the Series 6, was passed in November 1995. FINRA credited Todd Frederick with the SIE, which began in October 2018.
Where did Todd Frederick work before Stonecreek Private Wealth?
Before Stonecreek Private Wealth, Todd Frederick was registered through Fidelity Personal and Workplace Advisors, July 2018 to October 2021; Strategic Advisers LLC, February 2001 to July 2018.
Where is Todd Frederick based?
Todd Frederick’s registered office is in Prosper, TX.
Is Todd Frederick registered with FINRA?
No. Todd Frederick has no current broker registration.
Is Todd Frederick a CFP?
Stonecreek Private Wealth lists Todd Frederick with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Todd Frederick’s record?
Search CRD 2677010 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Frederick’s full registration record.