Todd Carter has been an investment adviser representative at Investor's Fiduciary Advisor Network since July 2024, and is not listed among the firm’s executive officers or direct owners.
Investor'S Fiduciary Advisor Network, LLC is a firm with $787M under management, 887 clients and 16 advisers across 15 offices, as of its March 2026 filing.
Todd Carter’s longest registration was 9 years at Trutina Financial (2012–2021). Before joining Investor's Fiduciary Advisor Network in 2024, Todd Carter was registered through Trutina Financial and Pacific West Financial Consultants Inc.
- Trutina Financial– · 9 yearsBellevue, WA · Adviser representative · Firm CRD 148866
- Pacific West Financial Consultants Inc– · 6 yearsBellevue, WA · Adviser representative · Firm CRD 108728
- Mutual Service Corporation– · 3 yearsWest Palm Bech, FL · Adviser representative · Firm CRD 4806
Investment adviser representative registrations
Todd Carter is registered as an investment adviser representative in Washington, since July 2024.
- WashingtonSince 1 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 June 2024 |
| Series 24 | General Securities Principal Examination | 24 March 2024 |
| Series 7TO | General Securities Representative Examination | 24 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1983 |
| Series 7 | General Securities Representative Examination | 16 April 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Todd William Carter
- CRD
- 1122956
- Firm
- Investor's Fiduciary Advisor Network · CRD 159301
- Office
- Bothell, WA
- Registration
- Investment adviser registration
- In the industry since
- October 1986
- Disciplinary history
- Not yet shown here · SEC record
Where does Todd Carter work?
Todd Carter is an investment adviser representative registered through Investor'S Fiduciary Advisor Network, LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Todd Carter a financial advisor?
Yes. Todd Carter has a current investment-adviser registration in Washington, through Investor's Fiduciary Advisor Network since July 2024.
How many years of experience does Todd Carter have?
Todd Carter has 40 years in the financial industry, since October 1986, across 4 adviser firms.
What exams has Todd Carter passed?
Todd Carter has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 7TO and Series 65. The earliest, the Series 7, was passed in April 1983. FINRA credited Todd Carter with the SIE, which began in October 2018.
Where did Todd Carter work before Investor's Fiduciary Advisor Network?
Before Investor's Fiduciary Advisor Network, Todd Carter was registered through Trutina Financial, February 2012 to February 2021; Pacific West Financial Consultants Inc, June 2005 to February 2012; Mutual Service Corporation, January 2002 to June 2005.
Where is Todd Carter based?
Todd Carter’s registered office is in Bothell, WA.
Is Todd Carter registered with FINRA?
No. Todd Carter has no current broker registration.
How can I verify Todd Carter’s record?
Search CRD 1122956 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Carter’s full registration record.