Timothy Taylor has been Managing Member and Chief Compliance Officer of TCM Advisors since August 2008, is a control person of the firm and directly owns 75% or more of it.
TCM Advisors, LLC is a firm with $143M under management, 212 clients and 1 adviser across 2 offices, as of its March 2026 filing.
Timothy Taylor’s longest registration is the current one, 18 years at TCM Advisors since 2008. Before joining TCM Advisors in 2008, Timothy Taylor was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Taylor Capital ManagementCurrent– present · 18 yearsMartinsburg, WV · Adviser representative · Firm CRD 147445
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 7 yearsFrederick, MD · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Timothy Taylor is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from August 2008; the most recent is Texas, in March 2024.
- MarylandSince 13 March 2017
- PennsylvaniaSince 25 June 2018
- TexasResidentSince 30 March 2024
- VirginiaSince 7 June 2018
- West VirginiaSince 26 August 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 November 2000 |
| Series 7 | General Securities Representative Examination | 18 October 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 February 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 February 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy Johann Taylor
- CRD
- 4133029
- Firm
- TCM Advisors · CRD 147445
- Role
- Managing Member and Chief Compliance Officer
- Office
- Martinsburg, WV
- Registration
- Investment adviser registration
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Taylor work?
Timothy Taylor has been Managing Member and Chief Compliance Officer of TCM Advisors, LLC since August 2008, and is a control person of the firm.
Is Timothy Taylor a financial advisor?
Yes. Timothy Taylor has a current investment-adviser registration in Maryland, Pennsylvania, Texas, Virginia and West Virginia, through TCM Advisors since August 2008.
How many years of experience does Timothy Taylor have?
Timothy Taylor has 25 years in the financial industry, since January 2001, across 2 adviser firms.
What exams has Timothy Taylor passed?
Timothy Taylor has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in February 2000.
Where did Timothy Taylor work before TCM Advisors?
Before TCM Advisors, Timothy Taylor was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2000 to August 2008.
Where is Timothy Taylor based?
Timothy Taylor’s registered office is in Martinsburg, WV.
Is Timothy Taylor registered with FINRA?
No. Timothy Taylor has no current broker registration.
How can I verify Timothy Taylor’s record?
Search CRD 4133029 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Taylor’s full registration record.