Timothy Schott has been President & Chief Compliance Officer of ATON Advisors since March 2010, is a control person of the firm and directly owns 75% or more of it. Timothy Schott holds a Bachelor of Science in accounting from the University of Northern Colorado.
Aton Advisors, LLC is a firm with $116M under management, 72 clients and 1 adviser in one office, as of its February 2026 filing.
Tim Schott is President and Founder of ATON Advisors. He has been in the finance industry for over 25 years and has been a Certified Public Accountant since 1997. He founded ATON Advisors in 2010 and transitioned the firm to a virtual advisor model in 2012. Earlier he was a founding partner of Strongwater Schott, a Denver-based wealth planning firm, a financial advisor for AXA Advisors, and spent seven years with PricewaterhouseCoopers.
Timothy Schott’s longest registration is the current one, 16 years at ATON Advisors since 2010. Before joining ATON Advisors in 2010, Timothy Schott was registered through Strongwater Schott, LTD. and Axa Advisors, LLC.
- FartherAlso current– present · under a yearMarana, AZ · Adviser representative · Firm CRD 302050
- Strongwater Schott, LTD.– · 6 yearsDenver, CO · Adviser representative · Firm CRD 131843
- Axa Advisors, LLC– · 1 yearDenver, CO · Adviser representative · Firm CRD 6627
Professional designations
Listed by ATON Advisors
- Certified Public Accountant (CPA)
- Personal Financial Specialist (PFS)
Investment adviser representative registrations
Timothy Schott is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from September 2010; the most recent is Texas, in July 2026.
- ArizonaSince 30 May 2025
- ColoradoSince 17 September 2010
- LouisianaSince 3 October 2018
- TexasResidentSince 21 May 2015
- TexasSince 29 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 January 2003 |
| Series 7 | General Securities Representative Examination | 26 December 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy Ray Schott
- CRD
- 4598081
- Firm
- ATON Advisors · CRD 154036
- Role
- President & Chief Compliance Officer
- Office
- Marana, AZ
- Registration
- Investment adviser registration
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- atonadvisors.com
Where does Timothy Schott work?
Timothy Schott has been President & Chief Compliance Officer of Aton Advisors, LLC since March 2010, and is a control person of the firm.
Is Timothy Schott a financial advisor?
Yes. Timothy Schott has a current investment-adviser registration in Arizona, Colorado, Louisiana, Texas and Texas, through ATON Advisors since September 2010.
How many years of experience does Timothy Schott have?
Timothy Schott has 23 years in the financial industry, since February 2003, across 4 adviser firms.
What exams has Timothy Schott passed?
Timothy Schott has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2002.
Where did Timothy Schott work before ATON Advisors?
Before ATON Advisors, Timothy Schott was registered through Axa Advisors, LLC, February 2003 to August 2004.
Where is Timothy Schott based?
Timothy Schott’s registered office is in Marana, AZ.
Is Timothy Schott registered with FINRA?
No. Timothy Schott has no current broker registration.
How can I verify Timothy Schott’s record?
Search CRD 4598081 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Schott’s full registration record.