Timothy Penner has been an investment adviser representative at AGH Wealth Advisors since October 2013, and is not listed among the firm’s executive officers or direct owners.
Agh Wealth Advisors, LLC is a Wichita, KS firm with $456M under management, 489 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Timothy Penner’s longest registration is the current one, 13 years at AGH Wealth Advisors since 2013. Before joining AGH Wealth Advisors in 2013, Timothy Penner was registered through Advisors Asset Management, Inc.
- LPL Financial LLC– · 8 yearsDerby, KS · Adviser representative · Firm CRD 6413
- Agh Wealth Advisors, LLCCurrent– present · 13 yearsWichita, KS · Adviser representative · Firm CRD 146796
- Advisors Asset Management, Inc.– · 7 yearsWichita, KS · Adviser representative · Firm CRD 46727
Investment adviser representative registrations
Timothy Penner is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2013; the most recent is Texas, in November 2024.
- KansasSince 4 October 2013
- TexasResidentSince 12 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 24 July 2008 |
| Series 66 | Uniform Combined State Law Examination | 16 May 2006 |
| Series 7 | General Securities Representative Examination | 7 March 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy Aaron Penner
- CRD
- 4850001
- Firm
- AGH Wealth Advisors · CRD 146796
- Office
- 301 N. MAIN SUITE 1700, Wichita, KS 67202
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Timothy Penner work?
Timothy Penner is an investment adviser representative registered through Agh Wealth Advisors, LLC since October 2013, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Penner a financial advisor?
Yes. Timothy Penner has a current investment-adviser registration in Kansas and Texas, through AGH Wealth Advisors since October 2013.
How many years of experience does Timothy Penner have?
Timothy Penner has 21 years in the financial industry, since March 2005, across 3 adviser firms.
What exams has Timothy Penner passed?
Timothy Penner has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in March 2005. FINRA credited Timothy Penner with the SIE, which began in October 2018.
Where did Timothy Penner work before AGH Wealth Advisors?
Before AGH Wealth Advisors, Timothy Penner was registered through Advisors Asset Management, Inc., May 2006 to September 2013.
Where is Timothy Penner based?
Timothy Penner’s registered office is in Wichita, KS.
Is Timothy Penner registered with FINRA?
Yes. Timothy Penner has a current broker registration, under CRD 4850001.
Source: FINRA BrokerCheck
How can I verify Timothy Penner’s record?
Search CRD 4850001 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Timothy Penner’s full registration record.
