Timothy Oberley has been an investment adviser representative at Independent Wealth Network since February 2021, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Network, Inc. is an Urbandale, IA firm with $518M under management, 1,460 clients and 30 advisers across 20 offices, as of its March 2026 filing.
Timothy Oberley’s longest registration was 8 years at Lasalle St. Investment Advisors, L.L.C. (2013–2021). Before joining Independent Wealth Network in 2021, Timothy Oberley was registered through Lasalle St. Investment Advisors, L.L.C. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 5 yearsFt. Wayne, IN · Adviser representative · Firm CRD 286262
- Lasalle St. Investment Advisors, L.L.C.– · 8 yearsFort Wayne, IN · Adviser representative · Firm CRD 109701
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsFort Wayne, IN · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Timothy Oberley is registered as an investment adviser representative in 4 states. The first approvals date from February 2021; the most recent is Michigan, in June 2021.
- IndianaSince 17 February 2021
- MichiganSince 17 June 2021
- OhioSince 16 June 2021
- VirginiaSince 17 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 28 August 2015 |
| Series 66 | Uniform Combined State Law Examination | 2 March 2010 |
| Series 7 | General Securities Representative Examination | 19 December 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Timothy J Oberley
- CRD
- 5348077
- Firm
- Independent Wealth Network · CRD 286262
- Office
- Capital Insurance and Financial Services LLC, 6319 Mutual Dr. Ste. H, Ft. Wayne, IN 46825
- Registration
- Investment adviser registration
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Oberley work?
Timothy Oberley is an investment adviser representative registered through Independent Wealth Network, Inc. since February 2021, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Oberley a financial advisor?
Yes. Timothy Oberley has a current investment-adviser registration in Indiana, Michigan, Ohio and Virginia, through Independent Wealth Network since February 2021.
How many years of experience does Timothy Oberley have?
Timothy Oberley has 18 years in the financial industry, since January 2008, across 3 adviser firms.
What exams has Timothy Oberley passed?
Timothy Oberley has passed 4 licensing exams: the Series 63, Series 7, Series 66 and Series 24. The earliest, the Series 63, was passed in October 2007. FINRA credited Timothy Oberley with the SIE, which began in October 2018.
Where did Timothy Oberley work before Independent Wealth Network?
Before Independent Wealth Network, Timothy Oberley was registered through Lasalle St. Investment Advisors, L.L.C., January 2013 to February 2021; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2010 to December 2012.
Where is Timothy Oberley based?
Timothy Oberley’s registered office is in Ft. Wayne, IN.
Is Timothy Oberley registered with FINRA?
No. Timothy Oberley has no current broker registration.
How can I verify Timothy Oberley’s record?
Search CRD 5348077 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Oberley’s full registration record.
