Timothy Newell has been President/CEO of Harvest Investment Services since October 2011, is a control person of the firm and directly owns under 5% of it.
Harvest Investment Services, LLC is an Oakbrook Terrace, IL firm with $758M under management, 1,508 clients and 28 advisers across 13 offices, as of its May 2026 filing.
Tim Newell is Managing Director and Lead Portfolio Manager of Harvest Investment Services, and the firm's founder. He began his career in the financial services business in 1981 and became a partner in running a small regional securities broker dealer until 1989. He works extensively in wealth transfer and estate planning.
Timothy Newell’s longest registration was 19 years at Investment Advisors (1998–2018). Before joining Harvest Investment Services in 2012, Timothy Newell was registered through Investment Advisors.
- Envoy Advisory Inc.Also current– present · 4 yearsColorado Springs, CO · Adviser representative · Firm CRD 306559
- – present · 14 yearsAdviser representative · Firm CRD 159390
- Investment Advisors– · 19 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 15708
Professional designations
Listed by Harvest Investment Services
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Kingdom Advisor® (CKA®)
- Certified Estate Planner (CEP®)
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Timothy Newell is registered as an investment adviser representative in 3 states. The first approvals date from February 2012; the most recent is Colorado, in March 2022.
- ColoradoSince 23 March 2022
- IllinoisSince 3 February 2012
- TexasSince 13 February 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 April 1998 |
| Series 24 | General Securities Principal Examination | 16 December 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 1991 |
| Series 7 | General Securities Representative Examination | 20 September 1990 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 19 March 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 March 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy John Newell
- CRD
- 1339021
- Firm
- Harvest Investment Services · CRD 159390
- Role
- President/CEO
- Registration
- Investment adviser registration
- In the industry since
- March 1985
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- harvestinvestmentservices.com
Where does Timothy Newell work?
Timothy Newell has been President/CEO of Harvest Investment Services, LLC since October 2011, and is a control person of the firm.
Is Timothy Newell a financial advisor?
Yes. Timothy Newell has a current investment-adviser registration in Colorado, Illinois and Texas, through Harvest Investment Services since February 2012.
How many years of experience does Timothy Newell have?
Timothy Newell has 41 years in the financial industry, since March 1985, across 3 adviser firms.
What exams has Timothy Newell passed?
Timothy Newell has passed 6 licensing exams: the Series 6, Series 26, Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 6, was passed in March 1985. FINRA credited Timothy Newell with the SIE, which began in October 2018.
Is Timothy Newell registered with FINRA?
No. Timothy Newell has no current broker registration.
Is Timothy Newell a CFP?
Harvest Investment Services lists Timothy Newell with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Timothy Newell’s record?
Search CRD 1339021 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Newell’s full registration record.
