Timothy Mack has been President and Chief Compliance Officer of High Plains Investment Advisors since May 1998, is a control person of the firm and directly owns 75% or more of it. Timothy Mack holds a Bachelor of Business Administration in Accounting from Abilene Christian University.
High Plains Investment Advisors, Inc. is a Lubbock, TX firm with $191M under management, 137 clients and 2 advisers in one office, as of its February 2026 filing.
Tim Mack is President, Chief Compliance Officer of High Plains Advisors, based in Lubbock, TX. Mack has provided investment advisory services since founding the firm in 1998.
- – present · 23 yearsLubbock, TX · Adviser representative · Firm CRD 114404
Professional designations
Listed by High Plains Investment Advisors
- CPA/PFS
Investment adviser representative registrations
Timothy Mack is registered as an investment adviser representative in Texas, since April 2003.
- TexasSince 30 April 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 3 September 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 July 1998 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Timothy Drew Mack
- CRD
- 3106624
- Firm
- High Plains Investment Advisors · CRD 114404
- Role
- President and Chief Compliance Officer
- Office
- 7021 KEWANEE AVE., SUITE 5-102, Lubbock, TX 79424
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hptxadvisors.com
Where does Timothy Mack work?
Timothy Mack has been President and Chief Compliance Officer of High Plains Investment Advisors, Inc. since May 1998, and is a control person of the firm.
Is Timothy Mack a financial advisor?
Yes. Timothy Mack has a current investment-adviser registration in Texas, through High Plains Investment Advisors since April 2003.
How many years of experience does Timothy Mack have?
Timothy Mack has 23 years in the financial industry, since April 2003, across 1 adviser firm.
What exams has Timothy Mack passed?
Timothy Mack has passed 2 licensing exams: the Series 63 and Series 7. The earliest, the Series 63, was passed in July 1998.
Where is Timothy Mack based?
Timothy Mack’s registered office is in Lubbock, TX.
Is Timothy Mack registered with FINRA?
No. Timothy Mack has no current broker registration.
How can I verify Timothy Mack’s record?
Search CRD 3106624 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Mack’s full registration record.
