Timothy Harker has been an investment adviser representative at BXM Wealth since November 2025, and is not listed among the firm’s executive officers or direct owners. Timothy Harker holds a Bachelor of Science in Finance from Purdue University and an MBA in Finance from Wayne State University.
BXM Wealth LLC is an Englewood, CO firm with $231M under management, 61 clients and 5 advisers across 4 offices, as of its September 2026 filing.
Timothy Harker is Sr Financial Advisor at BXM Wealth. He has over 18 years of financial services experience and has worked with families at every stage of their financial journey, from building a first savings plan to managing multi-generational wealth.
Timothy Harker’s longest registration was 13 years at Charles Schwab & Co., Inc. (2012–2025). Before joining BXM Wealth in 2025, Timothy Harker was registered through Charles Schwab & Co., Inc. and PNC Investments.
- Charles Schwab & Co., Inc.– · 13 yearsClayton, MO · Adviser representative · Firm CRD 5393
- PNC Investments– · under a yearMaplewood, MO · Adviser representative · Firm CRD 129052
- Cig Asset Management, Inc.– · under a yearSouthfield, MI · Adviser representative · Firm CRD 123609
Investment adviser representative registrations
Timothy Harker is registered as an investment adviser representative in Missouri, since November 2025.
- MissouriSince 11 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 February 2011 |
| Series 7 | General Securities Representative Examination | 23 December 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 November 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 November 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Timothy Joseph Harker
- CRD
- 5040428
- Firm
- BXM Wealth · CRD 332544
- Office
- Parker, CO
- Registration
- Investment adviser registration
- In the industry since
- April 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bxmwealth.com
Where does Timothy Harker work?
Timothy Harker is an investment adviser representative registered through BXM Wealth LLC since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Harker a financial advisor?
Yes. Timothy Harker has a current investment-adviser registration in Missouri, through BXM Wealth since November 2025.
How many years of experience does Timothy Harker have?
Timothy Harker has 16 years in the financial industry, since April 2010, across 4 adviser firms.
What exams has Timothy Harker passed?
Timothy Harker has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in November 2005. FINRA credited Timothy Harker with the SIE, which began in October 2018.
Where did Timothy Harker work before BXM Wealth?
Before BXM Wealth, Timothy Harker was registered through Charles Schwab & Co., Inc., November 2012 to November 2025; PNC Investments, December 2011 to September 2012; Cig Asset Management, Inc., March 2011 to November 2011.
Where is Timothy Harker based?
Timothy Harker’s registered office is in Parker, CO.
Is Timothy Harker registered with FINRA?
No. Timothy Harker has no current broker registration.
How can I verify Timothy Harker’s record?
Search CRD 5040428 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Harker’s full registration record.