Timothy Dillow has been Chief Compliance Officer of Dillow Wealth Management since April 2021, is a control person of the firm and directly owns under 5% of it. Timothy Dillow holds a Bachelor of Arts in Philosophy from the University of Wisconsin–Parkside.
Dillow Wealth Management LLC is an Oak Brook, IL firm with $106M under management, 18 clients and 1 adviser in one office, as of its February 2026 filing.
Tim Dillow is Founder and President of Dillow Wealth Management. He brings nearly 25 years of financial services experience across family office management, capital markets and advisory roles. His work focuses on multi-generational wealth planning, philanthropic strategy, portfolio construction and the use of structured products, and he has led multiple business ventures.
Timothy Dillow’s longest registration was 6 years at UBS Financial Services Inc. (2011–2018). Before joining Dillow Wealth Management in 2021, Timothy Dillow was registered through LPL Financial LLC and Leelyn Smith, LLC.
- Dillow Wealth Management LLCCurrent– present · 5 yearsOak Brook, IL · Adviser representative · Firm CRD 313192
- LPL Financial LLC– · under a yearGeneva, IL · Adviser representative · Firm CRD 6413
- LPL Financial LLC– · under a yearGeneva, IL · Adviser representative · Firm CRD 6413
- Leelyn Smith, LLC– · 2 yearsGeneva, IL · Adviser representative · Firm CRD 110517
- UBS Financial Services Inc.– · 6 yearsChicago, IL · Adviser representative · Firm CRD 8174
- Morgan Stanley Smith Barney LLC– · 2 yearsChicago, IL · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 2 yearsChicago, IL · Adviser representative · Firm CRD 7059
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 7691
- American Express Financial Advisors, Inc.– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 6363
Professional designations
Listed by Dillow Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Timothy Dillow is registered as an investment adviser representative in 2 states. Each was approved in April 2021.
- IllinoisSince 9 April 2021
- TexasSince 9 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 21 April 2008 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 23 August 2006 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 26 June 2006 |
| Series 66 | Uniform Combined State Law Examination | 6 May 2003 |
| Series 7 | General Securities Representative Examination | 24 April 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy Louis Dillow
- CRD
- 4642786
- Firm
- Dillow Wealth Management · CRD 313192
- Role
- Chief Compliance Officer
- Office
- 700 Commerce Drive, Suite 500, Oak Brook, IL 60523
- Registration
- Investment adviser registration
- In the industry since
- September 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dillowwealthmanagement.com
Where does Timothy Dillow work?
Timothy Dillow has been Chief Compliance Officer of Dillow Wealth Management LLC since April 2021, and is a control person of the firm.
Is Timothy Dillow a financial advisor?
Yes. Timothy Dillow has a current investment-adviser registration in Illinois and Texas, through Dillow Wealth Management since April 2021.
How many years of experience does Timothy Dillow have?
Timothy Dillow has 23 years in the financial industry, since September 2003, across 8 adviser firms.
What exams has Timothy Dillow passed?
Timothy Dillow has passed 5 licensing exams: the Series 7, Series 66, Series 10, Series 9 and Series 3. The earliest, the Series 7, was passed in April 2003. FINRA credited Timothy Dillow with the SIE, which began in October 2018.
Where did Timothy Dillow work before Dillow Wealth Management?
Before Dillow Wealth Management, Timothy Dillow was registered through LPL Financial LLC, October 2020 to March 2021; LPL Financial LLC, August 2018 to August 2018; UBS Financial Services Inc., November 2011 to August 2018; Morgan Stanley Smith Barney LLC, June 2009 to November 2011; Citigroup Global Markets Inc., February 2007 to June 2009; Merrill Lynch Pierce Fenner & Smith Inc., November 2003 to October 2004; American Express Financial Advisors, Inc., May 2003 to October 2003.
Where is Timothy Dillow based?
Timothy Dillow’s registered office is in Oak Brook, IL.
Is Timothy Dillow registered with FINRA?
No. Timothy Dillow has no current broker registration.
Is Timothy Dillow a CFP?
Dillow Wealth Management lists Timothy Dillow with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Tim Dillow CFP® Professional biography, dillowwealthmanagement.com
How can I verify Timothy Dillow’s record?
Search CRD 4642786 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Dillow’s full registration record.