Timothy Begley has been an investment adviser representative at Formidable Asset Management since June 2018, and is not listed among the firm’s executive officers or direct owners.
Formidable Asset Management, LLC is a Cincinnati, OH firm with $903M under management, 900 clients and 14 advisers across 4 offices, as of its August 2026 filing.
Timothy Begley’s longest registration is the current one, 8 years at Formidable Asset Management since 2018. Before joining Formidable Asset Management in 2018, Timothy Begley was registered through Strategic Advisers LLC.
- – present · 8 yearsCincinnati, OH · Adviser representative · Firm CRD 167555
- Strategic Advisers LLC– · 7 yearsCincinnati, OH · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Timothy Begley is registered as an investment adviser representative in Ohio, since June 2018.
- OhioSince 25 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 August 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 February 2008 |
| Series 7 | General Securities Representative Examination | 8 February 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy M Begley
- CRD
- 5462815
- Firm
- Formidable Asset Management · CRD 167555
- Office
- 221 E. 4TH STREET, SUITE 2700, Cincinnati, OH 45202
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Begley work?
Timothy Begley is an investment adviser representative registered through Formidable Asset Management, LLC since June 2018, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Begley a financial advisor?
Yes. Timothy Begley has a current investment-adviser registration in Ohio, through Formidable Asset Management since June 2018.
How many years of experience does Timothy Begley have?
Timothy Begley has 18 years in the financial industry, since February 2008, across 2 adviser firms.
What exams has Timothy Begley passed?
Timothy Begley has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 2008. FINRA credited Timothy Begley with the SIE, which began in October 2018.
Where is Timothy Begley based?
Timothy Begley’s registered office is in Cincinnati, OH.
Is Timothy Begley registered with FINRA?
No. Timothy Begley has no current broker registration.
How can I verify Timothy Begley’s record?
Search CRD 5462815 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Begley’s full registration record.
