Tiffany Polifka has been Chief Compliance Officer of Arnold Weitz & Co since January 2020, is not listed as a control person, but directly owns under 5% of the firm.
Arnold Weitz & Co is an Elkhorn, NE firm with $438M under management, 34 clients and 2 advisers in one office, as of its February 2026 filing.
Tiffany Polifka’s longest registration was 10 years at Raymond James Financial Services Advisors, Inc (2010–2021). Before joining Arnold Weitz & Co in 2021, Tiffany Polifka was registered through Raymond James Financial Services Advisors, Inc and Securities America Advisors, Inc.
- Raymond James Financial Services Advisors, Inc– · 10 yearsElkhorn, NE · Adviser representative · Firm CRD 149018
- Securities America Advisors, Inc.– · 1 yearLavista, NE · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Tiffany Polifka is registered as an investment adviser representative in Nebraska, since January 2021.
- NebraskaSince 13 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 8 July 2021 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 11 May 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 October 2006 |
| Series 7 | General Securities Representative Examination | 22 July 2005 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tiffany Lynn Polifka
- CRD
- 4830879
- Firm
- Arnold Weitz & Co · CRD 108026
- Role
- Chief Compliance Officer
- Office
- 20488 Park Road, Elkhorn, NE 68022
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Tiffany Polifka work?
Tiffany Polifka has been Chief Compliance Officer of Arnold Weitz & Co since January 2020.
Is Tiffany Polifka a financial advisor?
Yes. Tiffany Polifka has a current investment-adviser registration in Nebraska, through Arnold Weitz & Co since January 2021.
How many years of experience does Tiffany Polifka have?
Tiffany Polifka has 20 years in the financial industry, since January 2006, across 3 adviser firms.
What exams has Tiffany Polifka passed?
Tiffany Polifka has passed 4 licensing exams: the Series 7, Series 66, Series 10 and Series 9. The earliest, the Series 7, was passed in July 2005. FINRA credited Tiffany Polifka with the SIE, which began in October 2018.
Where did Tiffany Polifka work before Arnold Weitz & Co?
Before Arnold Weitz & Co, Tiffany Polifka was registered through Raymond James Financial Services Advisors, Inc, February 2010 to January 2021; Securities America Advisors, Inc., November 2006 to April 2008.
Where is Tiffany Polifka based?
Tiffany Polifka’s registered office is in Elkhorn, NE.
Is Tiffany Polifka registered with FINRA?
Yes. Tiffany Polifka has a current broker registration, under CRD 4830879.
Source: FINRA BrokerCheck
How can I verify Tiffany Polifka’s record?
Search CRD 4830879 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tiffany Polifka’s full registration record.