Thuong Pham has been Senior Portfolio Manager, Partner of Aegis Wealth Management since January 2015, is not listed as a control person, but directly owns between 50% and 75% of the firm.
Aegis Wealth Management, LLC is a Maitland, FL firm with $190M under management, 170 clients and 3 advisers in one office, as of its March 2026 filing.
Thuong Pham’s longest registration is the current one, 10 years at Aegis Wealth Management since 2016. Before joining Aegis Wealth Management in 2016, Thuong Pham was registered through Aegis Financial Advisors Inc.
- Aegis Wealth Management, LLCCurrent– present · 10 yearsMaitland, FL · Adviser representative · Firm CRD 199511
- Aegis Financial Advisors Inc– · 1 yearAltamonte Springs, FL · Adviser representative · Firm CRD 107629
Investment adviser representative registrations
Thuong Pham is registered as an investment adviser representative in Florida, since February 2016.
- FloridaSince 11 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 4 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Thuong Thien Pham
- CRD
- 4135539
- Firm
- Aegis Wealth Management · CRD 199511
- Role
- Senior Portfolio Manager, Partner
- Office
- 698 N. MAITLAND AVENUE, SUITE 102, Maitland, FL 32751
- Registration
- Investment adviser registration
- In the industry since
- October 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Thuong Pham work?
Thuong Pham has been Senior Portfolio Manager, Partner of Aegis Wealth Management, LLC since January 2015.
Is Thuong Pham a financial advisor?
Yes. Thuong Pham has a current investment-adviser registration in Florida, through Aegis Wealth Management since February 2016.
How many years of experience does Thuong Pham have?
Thuong Pham has 12 years in the financial industry, since October 2014, across 2 adviser firms.
What exams has Thuong Pham passed?
Thuong Pham passed the Series 7 in May 2000. FINRA credited Thuong Pham with the SIE, which began in October 2018.
Where did Thuong Pham work before Aegis Wealth Management?
Before Aegis Wealth Management, Thuong Pham was registered through Aegis Financial Advisors Inc, August 2014 to December 2015.
Where is Thuong Pham based?
Thuong Pham’s registered office is in Maitland, FL.
Is Thuong Pham registered with FINRA?
No. Thuong Pham has no current broker registration.
How can I verify Thuong Pham’s record?
Search CRD 4135539 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thuong Pham’s full registration record.
- Matthew McMahanPresident, Partner
- Megan JohnsonChief Compliance Officer