Thomas Simmons has been an investment adviser representative at WT Wealth Management since November 2023, and is not listed among the firm’s executive officers or direct owners. Thomas Simmons studied at the University of Oklahoma.
WT Wealth Management, LLC is a Scottsdale, AZ firm with $419M under management, 1,141 clients and 13 advisers across 4 offices, as of its March 2026 filing.
Clay Simmons is Senior Investment Advisor of WT Wealth Management. He began his career in 1997 with Morgan Stanley in Scottsdale, Arizona, and became Vice President of Investments in his second year. In 2009 he started his own registered investment advisory firm, and he joined WT Wealth Management in 2023.
Thomas Simmons’ longest registration was 15 years at TCS Financial LLC (2009–2024). Before joining WT Wealth Management in 2023, Thomas Simmons was registered through TCS Financial LLC and First Financial Equity Corporation.
- WT Wealth Management, LLCCurrent– present · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 169566
- TCS Financial LLC– · 15 yearsScottsdale, AZ · Adviser representative · Firm CRD 149917
- First Financial Equity Corporation– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 16507
- Morgan Stanley & Co., Incorporated– · under a yearHouston, TX · Adviser representative · Firm CRD 8209
Investment adviser representative registrations
Thomas Simmons is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from November 2023; the most recent is Georgia, in November 2025.
- ArizonaSince 25 January 2024
- CaliforniaSince 22 November 2023
- FloridaSince 23 February 2024
- GeorgiaSince 25 November 2025
- IdahoSince 22 November 2023
- TexasResidentSince 27 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 October 2005 |
| Series 31 | Futures Managed Funds Examination | 22 August 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 August 1997 |
| Series 7 | General Securities Representative Examination | 30 July 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 April 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Clayton Simmons
- CRD
- 2045436
- Firm
- WT Wealth Management · CRD 169566
- Office
- Scottsdale, AZ
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wtwealthmanagement.com
Where does Thomas Simmons work?
Thomas Simmons is an investment adviser representative registered through WT Wealth Management, LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Simmons a financial advisor?
Yes. Thomas Simmons has a current investment-adviser registration in Arizona, California, Florida, Georgia, Idaho and Texas, through WT Wealth Management since November 2023.
How many years of experience does Thomas Simmons have?
Thomas Simmons has 20 years in the financial industry, since July 2006, across 4 adviser firms.
What exams has Thomas Simmons passed?
Thomas Simmons has passed 5 licensing exams: the Series 6, Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 6, was passed in April 1990.
Where did Thomas Simmons work before WT Wealth Management?
Before WT Wealth Management, Thomas Simmons was registered through First Financial Equity Corporation, March 2006 to September 2008; Morgan Stanley & Co., Incorporated, August 2002 to January 2003.
Where is Thomas Simmons based?
Thomas Simmons’ registered office is in Scottsdale, AZ.
Is Thomas Simmons registered with FINRA?
No. Thomas Simmons has no current broker registration.
How can I verify Thomas Simmons’ record?
Search CRD 2045436 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Simmons’ full registration record.
