Thomas Schrock has been an investment adviser representative at Investment Partners since July 2019, and is not listed among the firm’s executive officers or direct owners.
Investment Partners LTD is a New Philadelphia, OH firm with $892M under management, 938 clients and 11 advisers across 8 offices, as of its May 2026 filing.
Thomas Schrock’s longest registration was 11 years at Mai Capital Management, LLC (2006–2018). Before joining Investment Partners in 2019, Thomas Schrock was registered through Mai Capital Management, LLC.
- Rea Wealth ManagementCurrent– present · 7 yearsIndependence, OH · Adviser representative · Firm CRD 108913
- Commonwealth Financial NetworkAlso current– present · 7 yearsAdviser representative · Firm CRD 8032
- Mai Capital Management, LLC– · 11 yearsCleveland, OH · Adviser representative · Firm CRD 109807
Investment adviser representative registrations
Thomas Schrock is registered as an investment adviser representative in Ohio, since June 2019.
- OhioSince 27 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 December 1998 |
| Series 7 | General Securities Representative Examination | 16 December 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas William Schrock
- CRD
- 2799242
- Firm
- Investment Partners · CRD 108913
- Office
- 6300 Rockside Rd, Suite 101, Independence, OH 44131
- Registration
- Investment adviser registration
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Schrock work?
Thomas Schrock is an investment adviser representative registered through Investment Partners LTD since July 2019, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Schrock a financial advisor?
Yes. Thomas Schrock has a current investment-adviser registration in Ohio, through Investment Partners since July 2019.
How many years of experience does Thomas Schrock have?
Thomas Schrock has 19 years in the financial industry, since July 2007, across 3 adviser firms.
What exams has Thomas Schrock passed?
Thomas Schrock has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 1996.
Where did Thomas Schrock work before Investment Partners?
Before Investment Partners, Thomas Schrock was registered through Mai Capital Management, LLC, November 2006 to November 2018.
Where is Thomas Schrock based?
Thomas Schrock’s registered office is in Independence, OH.
Is Thomas Schrock registered with FINRA?
No. Thomas Schrock has no current broker registration.
How can I verify Thomas Schrock’s record?
Search CRD 2799242 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Schrock’s full registration record.
