Thomas Ryan has been an investment adviser representative at Hawkins Investment Counsel since May 2024, and is not listed among the firm’s executive officers or direct owners.
Hawkins Investment Counsel, LLC is a firm with $168M under management, 98 clients and 3 advisers across 4 offices, as of its March 2026 filing.
Thomas Ryan’s longest registration was 3 years at Alliancebernstein L.P. (2019–2023). Before joining Hawkins Investment Counsel in 2024, Thomas Ryan was registered through Stolz & Associates, PS and Alliancebernstein L.P.
- – present · 2 yearsTacoma, WA · Adviser representative · Firm CRD 134857
- Stolz & Associates, PS– · under a yearTacoma, WA · Adviser representative · Firm CRD 117216
- Alliancebernstein L.P.– · 3 yearsSeattle, WA · Adviser representative · Firm CRD 108477
- UBS Financial Services Inc.– · 1 yearTacoma, WA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Thomas Ryan is registered as an investment adviser representative in Washington, since May 2024.
- WashingtonSince 19 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 July 2019 |
| Series 31 | Futures Managed Funds Examination | 12 June 2019 |
| Series 7 | General Securities Representative Examination | 28 August 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 July 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Thomas Patrick Ryan
- CRD
- 3268892
- Firm
- Hawkins Investment Counsel · CRD 134857
- Office
- Tacoma, WA
- Registration
- Investment adviser registration
- In the industry since
- October 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Ryan work?
Thomas Ryan is an investment adviser representative registered through Hawkins Investment Counsel, LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Ryan a financial advisor?
Yes. Thomas Ryan has a current investment-adviser registration in Washington, through Hawkins Investment Counsel since May 2024.
How many years of experience does Thomas Ryan have?
Thomas Ryan has 15 years in the financial industry, since October 2011, across 4 adviser firms.
What exams has Thomas Ryan passed?
Thomas Ryan has passed 4 licensing exams: the Series 63, Series 7, Series 31 and Series 66. The earliest, the Series 63, was passed in July 2000.
Where did Thomas Ryan work before Hawkins Investment Counsel?
Before Hawkins Investment Counsel, Thomas Ryan was registered through Stolz & Associates, PS, July 2023 to May 2024; Alliancebernstein L.P., July 2019 to April 2023; UBS Financial Services Inc., September 2012 to November 2013.
Where is Thomas Ryan based?
Thomas Ryan’s registered office is in Tacoma, WA.
Is Thomas Ryan registered with FINRA?
No. Thomas Ryan has no current broker registration.
How can I verify Thomas Ryan’s record?
Search CRD 3268892 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Ryan’s full registration record.