Thomas Rutter has been an investment adviser representative at Exodus Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Thomas Rutter’s longest registration is the current one, 6 years at Exodus Wealth since 2020. Before joining Exodus Wealth in 2020, Thomas Rutter was registered through Intersecurities, Inc. and Usallianz Securities, Inc.
- Exodus Wealth, LLCCurrent– present · 6 yearsSchwenksville, PA · Adviser representative · Firm CRD 174328
- – · 2 yearsSchwenksville, PA · Adviser representative · Firm CRD 174328
- Intersecurities, Inc.– · under a yearGilbertsville, PA · Adviser representative · Firm CRD 16164
- Usallianz Securities, Inc.– · under a yearGilbertsville, PA · Adviser representative · Firm CRD 40875
Investment adviser representative registrations
Thomas Rutter is registered as an investment adviser representative in Pennsylvania, since January 2020.
- PennsylvaniaSince 3 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 April 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 March 1990 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 March 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Bell Rutter
- CRD
- 2043254
- Firm
- Exodus Wealth · CRD 174328
- Office
- 571 Neiffer Rd, Schwenksville, PA 19473
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Rutter work?
Thomas Rutter is an investment adviser representative registered through Exodus Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Rutter a financial advisor?
Yes. Thomas Rutter has a current investment-adviser registration in Pennsylvania, through Exodus Wealth since January 2020.
How many years of experience does Thomas Rutter have?
Thomas Rutter has 36 years in the financial industry, since September 1990, across 3 adviser firms.
What exams has Thomas Rutter passed?
Thomas Rutter has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in March 1990. FINRA credited Thomas Rutter with the SIE, which began in October 2018.
Where did Thomas Rutter work before Exodus Wealth?
Before Exodus Wealth, Thomas Rutter was registered through Prosperity Wealth Management, Inc., January 2017 to December 2019; Intersecurities, Inc., September 2007 to November 2007; Usallianz Securities, Inc., May 2003 to August 2003.
Where is Thomas Rutter based?
Thomas Rutter’s registered office is in Schwenksville, PA.
Is Thomas Rutter registered with FINRA?
Yes. Thomas Rutter has a current broker registration, under CRD 2043254.
Source: FINRA BrokerCheck
How can I verify Thomas Rutter’s record?
Search CRD 2043254 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Rutter’s full registration record.