Skip to content

Thomas Russo

Managing Member/Chairman at Gardner Russo & Quinn

No current registration reportedUpdated

Thomas Russo is Managing Member/Chairman of Gardner Russo & Quinn LLC, a Lancaster investment adviser managing $9.45B. Thomas Russo has passed the Series 7, Series 65 and Series 2.

1
Past adviser firms
3
Licensing exams

From the IAPD record, checked 21 October 2026SEC record

Career

Thomas Russo has been Managing Member/Chairman of Gardner Russo & Quinn since April 2014, is a control person of the firm and directly owns 75% or more of it.

Gardner Russo & Quinn LLC is a Lancaster, PA firm with $9.45B under management, 1,346 clients and 8 advisers in one office, as of its March 2026 filing.

  1. – · 20 years
    Lancaster, PA · Adviser representative · Firm CRD 106114

Credentials and registrations

Examinations

Series 216 June 1994
Name
Non-Member General Securities Examination
Series 652 June 1994
Name
Uniform Investment Adviser Law Examination
Series 720 April 1985
Name
General Securities Representative Examination

Key facts

Full name
Thomas Adrian Russo
CRD
871610
Firm
Gardner Russo & Quinn · CRD 106114
Role
Managing Member/Chairman
Registration
No current registration reported
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Thomas Russo work?

Thomas Russo has been Managing Member/Chairman of Gardner Russo & Quinn LLC since April 2014, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Thomas Russo have a current investment-adviser registration?

Thomas Russo has no current investment-adviser registration reported.

Source: IAPD individual record, checked 21 October 2026

What exams has Thomas Russo passed?

Thomas Russo has passed 3 licensing exams: the Series 7, Series 65 and Series 2. The earliest, the Series 7, was passed in April 1985.

Source: IAPD individual record, checked 21 October 2026

Where was Thomas Russo previously registered as an investment adviser?

Thomas Russo has past investment-adviser registrations through Gardner Russo & Gardner, August 1992 to March 2013, across 1 firm.

Source: IAPD individual record, checked 21 October 2026

Is Thomas Russo registered with FINRA?

No. Thomas Russo has no current broker registration.

Source: IAPD individual record, checked 21 October 2026

How can I verify Thomas Russo’s record?

Search CRD 871610 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Russo’s full registration record.

Source: IAPD individual record, checked 21 October 2026

Leadership at Gardner Russo & Quinn

Sources

  1. IAPD individual record, CRD 871610, checked 21 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Gardner Russo & Quinn LLC, filed 31 March 2026. Title, control and ownership bands.