Thomas Ruggie is Managing Member/Chief Compliance Officer and Trustee of the Thomas H. Ruggie Revocable Trust, Dated January 18, 2001, As Amended of Destiny Wealth Partners, is a control person of the firm and directly owns under 5% of it.
Destiny Wealth Partners, LLC is a Tavares, FL firm with $947M under management, 939 clients and 11 advisers across 5 offices, as of its June 2026 filing.
Tom Ruggie is Founder and CEO of Destiny Wealth Partners. He has spent more than three decades building a wealth management organization of two RIAs, multiple wealth management firms and alternative investment funds. In 2017 he founded Destiny Family Office, offering individuals and families a single-family office experience within a multi-family office structure.
Thomas Ruggie’s longest registration was 12 years at Ruggie Wealth Management (2008–2021). Before joining Destiny Wealth Partners in 2014, Thomas Ruggie was registered through Asset Advisors of America, LLC and 401k Generation.
- Destiny Family OfficeAlso current– present · 1 yearTavares, FL · Adviser representative · Firm CRD 338015
- CWM, LLC– · 1 yearTavares, FL · Adviser representative · Firm CRD 155344
- Destiny Wealth Partners, LLCCurrent– present · 12 yearsTavares, FL · Adviser representative · Firm CRD 171346
- Asset Advisors of America, LLC– · 6 yearsLongwood, FL · Adviser representative · Firm CRD 146566
- 401k Generation– · 3 yearsTavares, FL · Adviser representative · Firm CRD 154279
- Ruggie Wealth Management– · 12 yearsTavares, FL · Adviser representative · Firm CRD 145595
- LPL Financial Corporation– · 5 yearsTavares, FL · Adviser representative · Firm CRD 6413
- WS Griffith Securities, Inc.– · 8 yearsTavares, FL · Adviser representative · Firm CRD 10410
Investment adviser representative registrations
Thomas Ruggie is registered as an investment adviser representative in 2 states. The first approvals date from August 2014; the most recent is Texas, in February 2021.
- FloridaSince 1 August 2014
- TexasSince 11 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 October 2004 |
| Series 7 | General Securities Representative Examination | 8 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 June 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 January 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Huey Ruggie
- CRD
- 2193305
- Firm
- Destiny Wealth Partners · CRD 171346
- Role
- Managing Member/Chief Compliance Officer; Trustee of the Thomas H. Ruggie Revocable Trust, Dated January 18, 2001, As Amended
- Office
- 2100 LAKE EUSTIS DR., Tavares, FL 32778
- Registration
- Investment adviser registration
- In the industry since
- August 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- destinywealth.com
Where does Thomas Ruggie work?
Thomas Ruggie is Managing Member/Chief Compliance Officer; Trustee of the Thomas H. Ruggie Revocable Trust, Dated January 18, 2001, As Amended of Destiny Wealth Partners, LLC, and is a control person of the firm.
Is Thomas Ruggie a financial advisor?
Yes. Thomas Ruggie has a current investment-adviser registration in Florida and Texas, through Destiny Wealth Partners since August 2014.
How many years of experience does Thomas Ruggie have?
Thomas Ruggie has 31 years in the financial industry, since August 1995, across 8 adviser firms.
What exams has Thomas Ruggie passed?
Thomas Ruggie has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in January 1992. FINRA credited Thomas Ruggie with the SIE, which began in October 2018.
Where did Thomas Ruggie work before Destiny Wealth Partners?
Before Destiny Wealth Partners, Thomas Ruggie was registered through 401k Generation, November 2010 to June 2014; LPL Financial Corporation, May 2004 to June 2009; WS Griffith Securities, Inc., August 1995 to May 2004.
Where is Thomas Ruggie based?
Thomas Ruggie’s registered office is in Tavares, FL.
Is Thomas Ruggie registered with FINRA?
No. Thomas Ruggie has no current broker registration.
How can I verify Thomas Ruggie’s record?
Search CRD 2193305 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Ruggie’s full registration record.
