Thomas Prudente has been President / Chief Compliance Officer of Money Management Concepts since January 2010, is a control person of the firm and directly owns 75% or more of it.
Money Management Concepts, Inc. is a Melbourne, FL firm with $120M under management, 90 clients and 2 advisers in one office, as of its February 2026 filing.
Thomas Prudente’s longest registration is the current one, 17 years at Money Management Concepts since 2009. Before joining Money Management Concepts in 2009, Thomas Prudente was registered through Charles Schwab & Co., Inc.
- – present · 17 yearsMelbourne, FL · Adviser representative · Firm CRD 111485
- Charles Schwab & Co., Inc.– · 11 yearsMelbourne, FL · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Thomas Prudente is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2009; the most recent is Texas, in April 2022.
- FloridaSince 12 March 2009
- TexasResidentSince 28 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 January 2009 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 21 October 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 1988 |
| Series 7 | General Securities Representative Examination | 15 October 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 1870380
- Firm
- Money Management Concepts · CRD 111485
- Role
- President / Chief Compliance Officer
- Office
- 6767 N. WICKHAM ROAD, SUITE 400PQ, Melbourne, FL 32940
- Registration
- Investment adviser registration
- In the industry since
- October 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Prudente work?
Thomas Prudente has been President / Chief Compliance Officer of Money Management Concepts, Inc. since January 2010, and is a control person of the firm.
Is Thomas Prudente a financial advisor?
Yes. Thomas Prudente has a current investment-adviser registration in Florida and Texas, through Money Management Concepts since March 2009.
How many years of experience does Thomas Prudente have?
Thomas Prudente has 29 years in the financial industry, since October 1997, across 2 adviser firms.
What exams has Thomas Prudente passed?
Thomas Prudente has passed 4 licensing exams: the Series 7, Series 63, Series 8 and Series 65. The earliest, the Series 7, was passed in October 1988.
Where did Thomas Prudente work before Money Management Concepts?
Before Money Management Concepts, Thomas Prudente was registered through Charles Schwab & Co., Inc., March 1993 to August 2004.
Where is Thomas Prudente based?
Thomas Prudente’s registered office is in Melbourne, FL.
Is Thomas Prudente registered with FINRA?
No. Thomas Prudente has no current broker registration.
How can I verify Thomas Prudente’s record?
Search CRD 1870380 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Prudente’s full registration record.