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Thomas Pierce, portrait

Thomas Pierce

Managing Director at H. M. Payson & Co.

Investment adviser registrationUpdated

Thomas Pierce is Managing Director of H. M. Payson & Co., a Portland investment adviser managing $9.09B. Thomas Pierce has 24 years in the industry across 2 firms and has passed the Series 7, Series 24 and Series 63.

24
Years in industry
2
Adviser firms
1
States registered

From the IAPD record, checked 21 October 2026SEC record

Career

Thomas Pierce has been Managing Director of H. M. Payson & Co. since January 2015, is a control person of the firm and directly owns between 10% and 25% of it. Thomas Pierce holds a B.S. from the University of Maine, Orono.

H. M. Payson & Co. is a Portland, ME firm with $9.09B under management, 4,308 clients and 29 advisers across 3 offices, as of its March 2026 filing.

Thomas M. Pierce is Managing Director and Portfolio Manager of HM Payson. Pierce has been with HM Payson since 1975, and Pierce's experience also includes Northeast Bank. Pierce is trustee and treasurer of the Maine State Music Theater and a trustee of several foundations.

Thomas Pierce’s longest registration was 23 years at H.M. Payson (2002–2026).

  1. CorientAlso current
    – present · under a year
    Portland , ME · Adviser representative · Firm CRD 319448
  2. – · 23 years
    Portland, ME · Adviser representative · Firm CRD 2993

Credentials and registrations

Investment adviser representative registrations

Thomas Pierce is registered as an investment adviser representative in Maine, since August 2026.

  • MaineSince 20 August 2026

Examinations

Series 6328 April 1992
Name
Uniform Securities Agent State Law Examination
Series 249 March 1982
Name
General Securities Principal Examination
Series 721 February 1976
Name
General Securities Representative Examination

Key facts

Full name
Thomas Madigan Pierce
CRD
819198
Firm
H. M. Payson & Co. · CRD 2993
Role
Managing Director
Registration
Investment adviser registration
In the industry since
October 2002
Disciplinary history
Not yet shown here · SEC record
Firm bio
hmpayson.com

Common questions

Where does Thomas Pierce work?

Thomas Pierce has been Managing Director of H. M. Payson & Co. since January 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Thomas Pierce a financial advisor?

Yes. Thomas Pierce has a current investment-adviser registration in Maine.

Source: IAPD individual record, checked 21 October 2026

How many years of experience does Thomas Pierce have?

Thomas Pierce has 24 years in the financial industry, since October 2002, across 2 adviser firms.

Source: IAPD individual record, checked 21 October 2026

What exams has Thomas Pierce passed?

Thomas Pierce has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in February 1976.

Source: IAPD individual record, checked 21 October 2026

Where was Thomas Pierce previously registered as an investment adviser?

Thomas Pierce has past investment-adviser registrations through H.M. Payson, October 2002 to August 2026, across 2 firms.

Source: IAPD individual record, checked 21 October 2026

Is Thomas Pierce registered with FINRA?

No. Thomas Pierce has no current broker registration.

Source: IAPD individual record, checked 21 October 2026

How can I verify Thomas Pierce’s record?

Search CRD 819198 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Pierce’s full registration record.

Source: IAPD individual record, checked 21 October 2026

Leadership at H. M. Payson & Co.

Sources

  1. IAPD individual record, CRD 819198, checked 21 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of H. M. Payson & Co., filed 31 March 2026. Title, control and ownership bands.
  3. H. M. Payson & Co. team page. Biography, education, credentials, awards and the portrait, reproduced for identification.