Thomas O'Day has been an investment adviser representative at Chancellor Financial Group since November 2016, and is not listed among the firm’s executive officers or direct owners.
Chancellor Financial Group LP is a Wilkes-Barre, PA firm with $249M under management, 1,298 clients and 6 advisers across 3 offices, as of its March 2026 filing.
- – present · 9 yearsWilkes-Barre, PA · Adviser representative · Firm CRD 159563
Investment adviser representative registrations
Thomas O'Day is registered as an investment adviser representative in Pennsylvania, since November 2016.
- PennsylvaniaSince 15 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 November 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Thomas James O'Day
- CRD
- 6695196
- Firm
- Chancellor Financial Group · CRD 159563
- Office
- 15 Public Square, Suite 400, Wilkes-Barre, PA 18701
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas O'Day work?
Thomas O'Day is an investment adviser representative registered through Chancellor Financial Group LP since November 2016, and is not listed among the firm’s executive officers or direct owners.
Is Thomas O'Day a financial advisor?
Yes. Thomas O'Day has a current investment-adviser registration in Pennsylvania, through Chancellor Financial Group since November 2016.
How many years of experience does Thomas O'Day have?
Thomas O'Day has 9 years in the financial industry, since November 2016, across 1 adviser firm.
What exams has Thomas O'Day passed?
Thomas O'Day passed the Series 65 in November 2016.
Where is Thomas O'Day based?
Thomas O'Day’s registered office is in Wilkes-Barre, PA.
Is Thomas O'Day registered with FINRA?
No. Thomas O'Day has no current broker registration.
How can I verify Thomas O'Day’s record?
Search CRD 6695196 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas O'Day’s full registration record.
