Thomas Morton has been an investment adviser representative at Hawkins Investment Counsel since January 2011, and is not listed among the firm’s executive officers or direct owners.
Hawkins Investment Counsel, LLC is a firm with $168M under management, 98 clients and 3 advisers across 4 offices, as of its March 2026 filing.
- – present · 15 yearsPuyallup, WA · Adviser representative · Firm CRD 134857
Investment adviser representative registrations
Thomas Morton is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2011; the most recent is Alaska, in May 2022.
- AlaskaSince 25 May 2022
- TexasResidentSince 10 June 2013
- WashingtonSince 17 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 16 October 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 1989 |
| Series 7 | General Securities Representative Examination | 16 September 1989 |
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Staley Morton
- CRD
- 1738219
- Firm
- Hawkins Investment Counsel · CRD 134857
- Office
- Puyallup, WA
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Morton work?
Thomas Morton is an investment adviser representative registered through Hawkins Investment Counsel, LLC since January 2011, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Morton a financial advisor?
Yes. Thomas Morton has a current investment-adviser registration in Alaska, Texas and Washington, through Hawkins Investment Counsel since January 2011.
How many years of experience does Thomas Morton have?
Thomas Morton has 15 years in the financial industry, since January 2011, across 1 adviser firm.
What exams has Thomas Morton passed?
Thomas Morton has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in September 1989.
Where is Thomas Morton based?
Thomas Morton’s registered office is in Puyallup, WA.
Is Thomas Morton registered with FINRA?
No. Thomas Morton has no current broker registration.
How can I verify Thomas Morton’s record?
Search CRD 1738219 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Morton’s full registration record.