Thomas Maxwell is a control person of J. Safra Sarasin Asset Management (North America) and directly owns under 5% of it.
J. Safra Sarasin Asset Management (North America) is an investment adviser based in Geneva, Switzerland, registered with the SEC since 2018. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $932 million, as filed on 25 March 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 6262289
- Firm
- J. Safra Sarasin Asset Management (North America) · CRD 292433
- Role
- Chief Executive Officer
- In role since
- April 2018 · 8 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Geneva, Switzerland
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Maxwell work?
Thomas Maxwell has been Chief Executive Officer of J. Safra Sarasin Asset Management (North America) LTD since April 2018, and is a control person of the firm.
How can I verify Thomas Maxwell’s record?
Thomas Maxwell’s role is listed on J. Safra Sarasin Asset Management (North America) LTD’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 292433.