Thomas Maples has been an investment adviser representative at Singer Wealth Advisors since August 2026, and is not listed among the firm’s executive officers or direct owners.
Singer Wealth Advisors LLC is a Boca Raton, FL firm with $911M under management, 953 clients and 18 advisers across 6 offices, as of its July 2026 filing.
Thomas Maples’ longest registration was 2 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2019–2021). Before joining Singer Wealth Advisors in 2026, Thomas Maples was registered through Ot Advisors LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Singer Wealth Advisors LLCCurrent– present · under a yearBoca Raton, FL · Adviser representative · Firm CRD 317218
- Ot Advisors LLC– · 2 yearsBoca Raton, FL · Adviser representative · Firm CRD 328812
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsBoca Raton, FL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Thomas Maples is registered as an investment adviser representative in Florida, since August 2026.
- FloridaSince 19 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 June 2024 |
| Series 7TO | General Securities Representative Examination | 1 March 2024 |
| Series 66 | Uniform Combined State Law Examination | 1 August 2019 |
| SIE | Securities Industry Essentials Examination | 2 April 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Thomas Lee Maples
- CRD
- 6682174
- Firm
- Singer Wealth Advisors · CRD 317218
- Office
- 1515 S. FEDERAL HIGHWAY, SUITE 302, Boca Raton, FL 33432
- Registration
- Investment adviser registration
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Maples work?
Thomas Maples is an investment adviser representative registered through Singer Wealth Advisors LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Maples a financial advisor?
Yes. Thomas Maples has a current investment-adviser registration in Florida, through Singer Wealth Advisors since August 2026.
How many years of experience does Thomas Maples have?
Thomas Maples has 4 years in the financial industry, since April 2022, across 3 adviser firms.
What exams has Thomas Maples passed?
Thomas Maples has passed 4 licensing exams: the SIE, Series 66, Series 7TO and Series 65. The earliest, the SIE, was passed in April 2019.
Where did Thomas Maples work before Singer Wealth Advisors?
Before Singer Wealth Advisors, Thomas Maples was registered through Ot Advisors LLC, June 2024 to July 2026; Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2019 to September 2021.
Where is Thomas Maples based?
Thomas Maples’ registered office is in Boca Raton, FL.
Is Thomas Maples registered with FINRA?
No. Thomas Maples has no current broker registration.
How can I verify Thomas Maples’ record?
Search CRD 6682174 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Maples’ full registration record.