Thomas Houle has been an investment adviser representative at 34 Financial since February 2025, and is not listed among the firm’s executive officers or direct owners. Thomas Houle holds a Bachelor's degree from the University of Notre Dame and an MBA from the University of Texas at Austin.
34 Financial, LLC is an Atlanta, GA firm with $101M under management, 90 clients and 4 advisers across 2 offices, as of its February 2026 filing.
Thomas J. Houle is Partner of TRG Wealth Management. For more than 30 years, Houle has advised high-net-worth families on the investment of their wealth. Houle began a financial career at Goldman Sachs in Dallas in 1990, later became Regional Manager of the Dallas office, then moved to Atlanta as Managing Director and Regional Manager of Private Wealth Management. In 2006 Houle founded Cardinal Unijax, LLC, later acquired by WinCup Plastics, where Houle served as President.
Thomas Houle’s longest registration was 5 years at Homrich Berg (2016–2021). Before joining 34 Financial in 2025, Thomas Houle was registered through Homrich Berg.
- 34 Financial, LLCCurrent– present · 1 yearWatkinsville, GA · Adviser representative · Firm CRD 329383
- Homrich Berg– · 3 yearsAtlanta, GA · Adviser representative · Firm CRD 316731
- Homrich Berg– · 5 yearsAtlanta, GA · Adviser representative · Firm CRD 108189
Investment adviser representative registrations
Thomas Houle is registered as an investment adviser representative in Georgia, since February 2025.
- GeorgiaSince 24 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 July 2016 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 2 April 1997 |
| Series 3 | National Commodity Futures Examination | 2 November 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 1990 |
| Series 7 | General Securities Representative Examination | 6 September 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas James Houle
- CRD
- 2087392
- Firm
- 34 Financial · CRD 329383
- Office
- 2370 Elder Mill Rd, Watkinsville, GA 30677
- Registration
- Investment adviser registration
- In the industry since
- August 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- trgwm.com
Where does Thomas Houle work?
Thomas Houle is an investment adviser representative registered through 34 Financial, LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Houle a financial advisor?
Yes. Thomas Houle has a current investment-adviser registration in Georgia, through 34 Financial since February 2025.
How many years of experience does Thomas Houle have?
Thomas Houle has 10 years in the financial industry, since August 2016, across 3 adviser firms.
What exams has Thomas Houle passed?
Thomas Houle has passed 5 licensing exams: the Series 7, Series 63, Series 3, Series 8 and Series 65. The earliest, the Series 7, was passed in September 1990.
Where did Thomas Houle work before 34 Financial?
Before 34 Financial, Thomas Houle was registered through Homrich Berg, November 2021 to January 2025; Homrich Berg, July 2016 to November 2021.
Where is Thomas Houle based?
Thomas Houle’s registered office is in Watkinsville, GA.
Is Thomas Houle registered with FINRA?
No. Thomas Houle has no current broker registration.
How can I verify Thomas Houle’s record?
Search CRD 2087392 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Houle’s full registration record.
