Thomas Gramigna has been an investment adviser representative at The L. Warner Companies since March 2004, and is not listed among the firm’s executive officers or direct owners.
The L. Warner Companies, Inc is a Timonium, MD firm with $802M under management, 465 clients and 9 advisers across 4 offices, as of its August 2026 filing.
Investment adviser representative registrations
Thomas Gramigna is registered as an investment adviser representative in 3 states. The first approvals date from March 2004; the most recent is Florida, in February 2020.
- FloridaSince 21 February 2020
- MarylandSince 26 March 2004
- New JerseySince 26 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 April 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 March 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Joseph Gramigna
- CRD
- 2322693
- Firm
- The L. Warner Companies · CRD 108001
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Gramigna work?
Thomas Gramigna is an investment adviser representative registered through The L. Warner Companies, Inc since March 2004, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Gramigna a financial advisor?
Yes. Thomas Gramigna has a current investment-adviser registration in Florida, Maryland and New Jersey, through The L. Warner Companies since March 2004.
How many years of experience does Thomas Gramigna have?
Thomas Gramigna has 33 years in the financial industry, since March 1993, across 1 adviser firm.
What exams has Thomas Gramigna passed?
Thomas Gramigna has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in March 1993. FINRA credited Thomas Gramigna with the SIE, which began in October 2018.
Is Thomas Gramigna registered with FINRA?
Yes. Thomas Gramigna has a current broker registration, under CRD 2322693.
Source: FINRA BrokerCheck
How can I verify Thomas Gramigna’s record?
Search CRD 2322693 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Gramigna’s full registration record.