Thomas Gasper has been President, CIO, CCO of TRG Capital Management since February 2008, is a control person of the firm and directly owns 75% or more of it. Thomas Gasper holds a Bachelor of Science in Accounting from Wilkes University and an MBA in Finance and Marketing from Wilkes University.
TRG Capital Management Incorporated is a Raleigh, NC firm with $118M under management, 131 clients and 4 advisers across 3 offices, as of its August 2026 filing.
Thomas Gasper is Founder, President and Chief Investment Officer of TRG Capital Management Inc., based in Raleigh, North Carolina. He founded the firm in 2008 and has more than 30 years in the financial advisory field. Before his current role, he was Chief Investment Officer at Columbia Ridge Capital Management, Inc., and he has held Managing Partner/Co-Chief Investment Officer roles at Geneva Roth of New England and KG of New England.
Thomas Gasper’s longest registration is the current one, 18 years at TRG Capital Management since 2008. Before joining TRG Capital Management in 2008, Thomas Gasper was registered through Columbia Ridge Capital Management.
- TRG Capital Management, Inc.Current– present · 18 yearsRaleigh, NC · Adviser representative · Firm CRD 146674
- Columbia Ridge Capital Management– · 1 yearRaleigh, NC · Adviser representative · Firm CRD 104932
Professional designations
Listed by TRG Capital Management
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Thomas Gasper is registered as an investment adviser representative in 6 states. The first approvals date from April 2008; the most recent is South Carolina, in August 2023.
- FloridaSince 19 June 2020
- New YorkSince 23 August 2021
- North CarolinaSince 18 April 2008
- PennsylvaniaSince 9 December 2015
- South CarolinaSince 14 August 2023
- TexasSince 22 April 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 October 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 August 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 October 2003 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Thomas Richard Gasper
- CRD
- 4648170
- Firm
- TRG Capital Management · CRD 146674
- Role
- President, CIO, CCO
- Office
- 8321 SIX FORKS ROAD, SUITE 103, Raleigh, NC 27615
- Registration
- Investment adviser registration
- In the industry since
- January 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- trgcap.com
Where does Thomas Gasper work?
Thomas Gasper has been President, CIO, CCO of TRG Capital Management Incorporated since February 2008, and is a control person of the firm.
Is Thomas Gasper a financial advisor?
Yes. Thomas Gasper has a current investment-adviser registration in Florida, New York, North Carolina, Pennsylvania, South Carolina and Texas, through TRG Capital Management since April 2008.
How many years of experience does Thomas Gasper have?
Thomas Gasper has 19 years in the financial industry, since January 2007, across 2 adviser firms.
What exams has Thomas Gasper passed?
Thomas Gasper has passed 3 licensing exams: the Series 65, Series 63 and Series 6. The earliest, the Series 65, was passed in October 2003.
Where did Thomas Gasper work before TRG Capital Management?
Before TRG Capital Management, Thomas Gasper was registered through Columbia Ridge Capital Management, January 2007 to April 2008.
Where is Thomas Gasper based?
Thomas Gasper’s registered office is in Raleigh, NC.
Is Thomas Gasper registered with FINRA?
No. Thomas Gasper has no current broker registration.
How can I verify Thomas Gasper’s record?
Search CRD 4648170 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Gasper’s full registration record.