Thomas Fonte has been Chair of BMO Asset Management since February 2026, is a control person of the firm and directly owns under 5% of it.
Bmo Asset Management Corp. is a Chicago, IL firm with $6.18B under management, 16 clients and 4 advisers in one office, as of its July 2026 filing.
No adviser firm registrations are on Thomas Fonte’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 2 July 2012 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Anthony Fonte
- CRD
- 1495206
- Firm
- BMO Asset Management · CRD 106466
- Role
- Chair
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Fonte work?
Thomas Fonte has been Chair of Bmo Asset Management Corp. since February 2026, and is a control person of the firm.
Does Thomas Fonte have a current investment-adviser registration?
Thomas Fonte has no current investment-adviser or broker registration.
What exams has Thomas Fonte passed?
Thomas Fonte has passed 2 licensing exams: the Series 7 and Series 99TO. The earliest, the Series 7, was passed in July 2012. FINRA credited Thomas Fonte with the SIE, which began in October 2018.
Is Thomas Fonte registered with FINRA?
No. Thomas Fonte has no current broker registration.
How can I verify Thomas Fonte’s record?
Search CRD 1495206 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Fonte’s full registration record.
- Sean RooneyChief Financial Officer
- Dean FoliasChief Compliance Officer
- Asim MandhaiDirector, Business Head
- Michael MirandaDirector
- Patricia WeitzmanDirector