Thomas Fischer has been an investment adviser representative at Nova Financial since January 2011, and is not listed among the firm’s executive officers or direct owners.
Nova Financial LLC is a Tucson, AZ firm with $469M under management, 738 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Thomas Fischer’s longest registration is the current one, 15 years at Nova Financial since 2011. Before joining Nova Financial in 2011, Thomas Fischer was registered through Lincoln Financial Advisors Corporation.
- Nova Financial ServicesCurrent– present · 15 yearsScottsdale, AZ · Adviser representative · Firm CRD 150148
- Lincoln Financial Advisors Corporation– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Thomas Fischer is registered as an investment adviser representative in 2 states. The first approvals date from January 2011; the most recent is California, in June 2013.
- ArizonaSince 3 January 2011
- CaliforniaSince 27 June 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 23 November 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 December 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 May 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Michael Fischer
- CRD
- 2613534
- Firm
- Nova Financial · CRD 150148
- Office
- 8800 E. Raintree Drive, Ste. 110, Scottsdale, AZ 85260
- Registration
- Investment adviser registration
- In the industry since
- June 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Fischer work?
Thomas Fischer is an investment adviser representative registered through Nova Financial LLC since January 2011, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Fischer a financial advisor?
Yes. Thomas Fischer has a current investment-adviser registration in Arizona and California, through Nova Financial since January 2011.
How many years of experience does Thomas Fischer have?
Thomas Fischer has 31 years in the financial industry, since June 1995, across 2 adviser firms.
What exams has Thomas Fischer passed?
Thomas Fischer has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in May 1995. FINRA credited Thomas Fischer with the SIE, which began in October 2018.
Where did Thomas Fischer work before Nova Financial?
Before Nova Financial, Thomas Fischer was registered through Lincoln Financial Advisors Corporation, January 2010 to December 2010.
Where is Thomas Fischer based?
Thomas Fischer’s registered office is in Scottsdale, AZ.
Is Thomas Fischer registered with FINRA?
No. Thomas Fischer has no current broker registration.
How can I verify Thomas Fischer’s record?
Search CRD 2613534 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Fischer’s full registration record.
