Thomas Eifler has been an investment adviser representative at WealthTrust Asset Management since August 2022, and is not listed among the firm’s executive officers or direct owners.
Wealthtrust Asset Management, LLC is a Destin, FL firm with $217M under management, 256 clients and 5 advisers across 3 offices, as of its September 2026 filing.
Thomas Eifler’s longest registration was 10 years at Ic Advisory Services, Inc. (2006–2017). Before joining WealthTrust Asset Management in 2022, Thomas Eifler was registered through J.J.B. Hilliard, W.L. Lyons, LLC and Ic Advisory Services, Inc.
- – present · 4 yearsLouisville, KY · Adviser representative · Firm CRD 174901
- J.J.B. Hilliard, W.L. Lyons, LLC– · 1 yearLouisville, KY · Adviser representative · Firm CRD 453
- J.J.B. Hilliard, W.L. Lyons, LLC– · under a yearLouisville, KY · Adviser representative · Firm CRD 453
- Ic Advisory Services, Inc.– · 10 yearsBedminster, NJ · Adviser representative · Firm CRD 140190
- The Investment Center, Inc.– · 5 yearsLouisville, KY · Adviser representative · Firm CRD 17839
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 9 June 1987 |
| PC | AMEX Put and Call Exam | 13 June 1977 |
| Series 1 | Registered Representative Examination | 22 October 1973 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- Registered Representative Examination
- Full name
- Thomas Ohearn Eifler
- CRD
- 76398
- Firm
- WealthTrust Asset Management · CRD 174901
- Office
- Louisville, KY
- Registration
- Investment adviser registration
- In the industry since
- April 1977
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Eifler work?
Thomas Eifler is an investment adviser representative registered through Wealthtrust Asset Management, LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Eifler a financial advisor?
Yes. Thomas Eifler has a current investment-adviser registration, through WealthTrust Asset Management since August 2022.
How many years of experience does Thomas Eifler have?
Thomas Eifler has 49 years in the financial industry, since April 1977, across 4 adviser firms.
What exams has Thomas Eifler passed?
Thomas Eifler has passed 3 licensing exams: the Series 1, PC and Series 63. The earliest, the Series 1, was passed in October 1973. FINRA credited Thomas Eifler with the SIE, which began in October 2018.
Where did Thomas Eifler work before WealthTrust Asset Management?
Before WealthTrust Asset Management, Thomas Eifler was registered through J.J.B. Hilliard, W.L. Lyons, LLC, April 2017 to February 2019; J.J.B. Hilliard, W.L. Lyons, LLC, February 2017 to February 2017; Ic Advisory Services, Inc., June 2006 to March 2017; The Investment Center, Inc., January 2001 to June 2006.
Where is Thomas Eifler based?
Thomas Eifler’s registered office is in Louisville, KY.
Is Thomas Eifler registered with FINRA?
No. Thomas Eifler has no current broker registration.
How can I verify Thomas Eifler’s record?
Search CRD 76398 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Eifler’s full registration record.
