Thomas Duncan has been President and Chief Compliance Officer of Vision Capital Partners since June 2015, is a control person of the firm and directly owns 75% or more of it.
Vision Capital Partners, Inc. is an Ann Arbor, MI firm with $168M under management, 145 clients and 2 advisers in one office, as of its September 2026 filing.
Thomas Duncan’s longest registration is the current one, 11 years at Vision Capital Partners since 2015. Before joining Vision Capital Partners in 2015, Thomas Duncan was registered through HN Wealth Advisors.
- Vision Capital PartnersCurrent– present · 11 yearsAnn Arbor, MI · Adviser representative · Firm CRD 175147
- HN Wealth Advisors– · 8 yearsNorthville, MI · Adviser representative · Firm CRD 141201
Investment adviser representative registrations
Thomas Duncan is registered as an investment adviser representative in 4 states. The first approvals date from July 2015; the most recent is Florida, in March 2023.
- FloridaSince 14 March 2023
- IndianaSince 6 October 2022
- MichiganSince 17 July 2015
- OhioSince 3 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 December 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 March 2001 |
| Series 7 | General Securities Representative Examination | 3 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Wesley Duncan
- CRD
- 4309377
- Firm
- Vision Capital Partners · CRD 175147
- Role
- President and Chief Compliance Officer
- Office
- 2211 OLD EARHART RD., SUITE 155, Ann Arbor, MI 48105
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Duncan work?
Thomas Duncan has been President and Chief Compliance Officer of Vision Capital Partners, Inc. since June 2015, and is a control person of the firm.
Is Thomas Duncan a financial advisor?
Yes. Thomas Duncan has a current investment-adviser registration in Florida, Indiana, Michigan and Ohio, through Vision Capital Partners since July 2015.
How many years of experience does Thomas Duncan have?
Thomas Duncan has 25 years in the financial industry, since January 2001, across 2 adviser firms.
What exams has Thomas Duncan passed?
Thomas Duncan has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in January 2001. FINRA credited Thomas Duncan with the SIE, which began in October 2018.
Where is Thomas Duncan based?
Thomas Duncan’s registered office is in Ann Arbor, MI.
Is Thomas Duncan registered with FINRA?
Yes. Thomas Duncan has a current broker registration, under CRD 4309377.
Source: FINRA BrokerCheck
How can I verify Thomas Duncan’s record?
Search CRD 4309377 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Duncan’s full registration record.