Thomas Dornoff has been Managing Member/Chief Compliance Officer of Granite Financial Group since August 2013, is a control person of the firm and directly owns 75% or more of it. Thomas Dornoff holds a Bachelor of Science from the University of Wisconsin-Madison.
Granite Financial Group, LLC is a Brookfield, WI firm with $186M under management, 252 clients and 2 advisers in one office, as of its February 2026 filing.
Thomas Dornoff is Managing Partner of Granite Financial Group. He began his career in the financial industry, working with several Fortune 500 institutions, before launching Granite Financial Group. His focus spans investment management, business retirement plans, family financial planning and retirement strategies.
Thomas Dornoff’s longest registration is the current one, 13 years at Granite Financial Group since 2013. Before joining Granite Financial Group in 2013, Thomas Dornoff was registered through Morgan Stanley and Citigroup Global Markets Inc.
- Granite Financial GroupCurrent– present · 13 yearsBrookfield, WI · Adviser representative · Firm CRD 168675
- Morgan Stanley– · 4 yearsWaukesha, WI · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 1 yearWaukesha, WI · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Thomas Dornoff is registered as an investment adviser representative in Texas, since January 2020.
- TexasSince 29 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 11 October 1994 |
| Series 7 | General Securities Representative Examination | 23 March 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Jerome Dornoff
- CRD
- 2189396
- Firm
- Granite Financial Group · CRD 168675
- Role
- Managing Member/Chief Compliance Officer
- Office
- 175 N. PATRICK BLVD., SUITE 170/190, Brookfield, WI 53045
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- granitefgllc.com
Where does Thomas Dornoff work?
Thomas Dornoff has been Managing Member/Chief Compliance Officer of Granite Financial Group, LLC since August 2013, and is a control person of the firm.
Is Thomas Dornoff a financial advisor?
Yes. Thomas Dornoff has a current investment-adviser registration in Texas, through Granite Financial Group since August 2013.
How many years of experience does Thomas Dornoff have?
Thomas Dornoff has 33 years in the financial industry, since June 1993, across 3 adviser firms.
What exams has Thomas Dornoff passed?
Thomas Dornoff has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in March 1992. FINRA credited Thomas Dornoff with the SIE, which began in October 2018.
Where did Thomas Dornoff work before Granite Financial Group?
Before Granite Financial Group, Thomas Dornoff was registered through Citigroup Global Markets Inc., April 2008 to June 2009.
Where is Thomas Dornoff based?
Thomas Dornoff’s registered office is in Brookfield, WI.
Is Thomas Dornoff registered with FINRA?
Yes. Thomas Dornoff has a current broker registration, under CRD 2189396.
Source: FINRA BrokerCheck
How can I verify Thomas Dornoff’s record?
Search CRD 2189396 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Dornoff’s full registration record.