Thomas Czanstkowski has been Chief Compliance Officer of The Sherry Group since November 2007, is a control person of the firm and directly owns under 5% of it.
The Sherry Group, Inc. is a Mountain Home, AR firm with $130M under management, 203 clients and 3 advisers across 2 offices, as of its January 2026 filing.
Thomas Czanstkowski’s longest registration is the current one, 18 years at The Sherry Group since 2008. Before joining The Sherry Group in 2008, Thomas Czanstkowski was registered through Paragon Advisors LLC.
- Paragon Advisors LLC– · 7 yearsMountain Home, AR · Adviser representative · Firm CRD 106807
Investment adviser representative registrations
Thomas Czanstkowski is registered as an investment adviser representative in Arkansas, since May 2008.
- ArkansasSince 6 May 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 28 March 2003 |
| Series 24 | General Securities Principal Examination | 31 December 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 October 1999 |
| Series 7 | General Securities Representative Examination | 6 October 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 October 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Thomas Ronald Czanstkowski
- CRD
- 3130697
- Firm
- The Sherry Group · CRD 146271
- Role
- Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Czanstkowski work?
Thomas Czanstkowski has been Chief Compliance Officer of The Sherry Group, Inc. since November 2007, and is a control person of the firm.
Is Thomas Czanstkowski a financial advisor?
Yes. Thomas Czanstkowski has a current investment-adviser registration in Arkansas, through The Sherry Group since May 2008.
How many years of experience does Thomas Czanstkowski have?
Thomas Czanstkowski has 28 years in the financial industry, since October 1998, across 2 adviser firms.
What exams has Thomas Czanstkowski passed?
Thomas Czanstkowski has passed 5 licensing exams: the Series 63, Series 7, Series 65, Series 24 and Series 51. The earliest, the Series 63, was passed in October 1998. FINRA credited Thomas Czanstkowski with the SIE, which began in October 2018.
Where did Thomas Czanstkowski work before The Sherry Group?
Before The Sherry Group, Thomas Czanstkowski was registered through Paragon Advisors LLC, August 2000 to April 2008.
Is Thomas Czanstkowski registered with FINRA?
Yes. Thomas Czanstkowski has a current broker registration, under CRD 3130697.
Source: FINRA BrokerCheck
How can I verify Thomas Czanstkowski’s record?
Search CRD 3130697 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Czanstkowski’s full registration record.