Thomas Clark has been an investment adviser representative at Altitude Capital Management since January 2025, and is not listed among the firm’s executive officers or direct owners.
Altitude Capital Management LLC is a Des Moines, IA firm with $104M under management, 488 clients and 26 advisers across 28 offices, as of its October 2026 filing.
Thomas Clark founded Confluence Media Group LLC, a publisher of educational financial content, and operates Confluence Capital Management, an investment advisory practice whose advisory services are offered through Altitude Capital Management. He writes about retirement planning and Social Security, and says he has spent 18+ years working with pre-retirees and retirees.
- – present · 1 yearCharlotte, NC · Adviser representative · Firm CRD 329366
Investment adviser representative registrations
Thomas Clark is registered as an investment adviser representative in North Carolina, since January 2025.
- North CarolinaSince 16 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 November 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 May 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 January 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5475750
- Firm
- Altitude Capital Management · CRD 329366
- Office
- 3540 TORINGDON WAY SUITE 200, Charlotte, NC 28277
- Registration
- Investment adviser registration
- In the industry since
- January 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thomasclarkadvisor.com
Where does Thomas Clark work?
Thomas Clark is an investment adviser representative registered through Altitude Capital Management LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Clark a financial advisor?
Yes. Thomas Clark has a current investment-adviser registration in North Carolina, through Altitude Capital Management since January 2025.
How many years of experience does Thomas Clark have?
Thomas Clark has 1 year in the financial industry, since January 2025, across 1 adviser firm.
What exams has Thomas Clark passed?
Thomas Clark has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in January 2008.
Where is Thomas Clark based?
Thomas Clark’s registered office is in Charlotte, NC.
Is Thomas Clark registered with FINRA?
No. Thomas Clark has no current broker registration.
How can I verify Thomas Clark’s record?
Search CRD 5475750 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Clark’s full registration record.
