Thomas Boggess has been an investment adviser representative at First Advisors National since December 2024, and is not listed among the firm’s executive officers or direct owners.
First Advisors National, LLC is an Atlanta, GA firm with $506M under management, 4,858 clients and 64 advisers across 63 offices, as of its March 2026 filing.
Thomas Boggess’ longest registration was 6 years at Cambridge Investment Research Advisors, Inc. (2018–2024). Before joining First Advisors National in 2024, Thomas Boggess was registered through Cambridge Investment Research Advisors, Inc. and Investment Advisors.
- First Advisors National, LLCCurrent– present · 1 yearLa Grange, IL · Adviser representative · Firm CRD 166212
- Cambridge Investment Research Advisors, Inc.– · 6 yearsLa Grange, IL · Adviser representative · Firm CRD 134139
- Investment Advisors– · 5 yearsOakbrook, IL · Adviser representative · Firm CRD 15708
- New England Securities Corporation– · 4 yearsNorthbrook, IL · Adviser representative · Firm CRD 615
Investment adviser representative registrations
Thomas Boggess is registered as an investment adviser representative in Illinois, since December 2024.
- IllinoisSince 16 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 September 2011 |
| Series 66 | Uniform Combined State Law Examination | 26 September 2008 |
| Series 7 | General Securities Representative Examination | 15 September 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Phillip Boggess
- CRD
- 5577719
- Firm
- First Advisors National · CRD 166212
- Office
- 229 N Catherine Ave, La Grange, IL 60525
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Boggess work?
Thomas Boggess is an investment adviser representative registered through First Advisors National, LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Boggess a financial advisor?
Yes. Thomas Boggess has a current investment-adviser registration in Illinois, through First Advisors National since December 2024.
How many years of experience does Thomas Boggess have?
Thomas Boggess has 18 years in the financial industry, since October 2008, across 4 adviser firms.
What exams has Thomas Boggess passed?
Thomas Boggess has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in September 2008. FINRA credited Thomas Boggess with the SIE, which began in October 2018.
Where did Thomas Boggess work before First Advisors National?
Before First Advisors National, Thomas Boggess was registered through Investment Advisors, January 2013 to April 2018; New England Securities Corporation, October 2008 to December 2012.
Where is Thomas Boggess based?
Thomas Boggess’ registered office is in La Grange, IL.
Is Thomas Boggess registered with FINRA?
No. Thomas Boggess has no current broker registration.
How can I verify Thomas Boggess’ record?
Search CRD 5577719 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Boggess’ full registration record.
