Thomas Arch has been an investment adviser representative at Arch Global Advisors since December 2025, and is not listed among the firm’s executive officers or direct owners.
Arch Global Advisors, LLC is a New York, NY firm with $231M under management, 442 clients and 10 advisers across 3 offices, as of its June 2026 filing.
Thomas Arch’s longest registration is the current one, under a year at Arch Global Advisors since 2025. Before joining Arch Global Advisors in 2025, Thomas Arch was registered through LPL Enterprise, LLC and Prudential Financial Planning Services.
- Arch Global Advisors, LLCCurrent– present · under a yearNew York, NY · Adviser representative · Firm CRD 297397
- LPL Enterprise, LLC– · under a yearEast Brunswick, NJ · Adviser representative · Firm CRD 8733
- Prudential Financial Planning Services– · under a yearEast Brunswick, NJ · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Thomas Arch is registered as an investment adviser representative in New York, since December 2025.
- New YorkSince 18 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 November 2024 |
| Series 7TO | General Securities Representative Examination | 21 August 2024 |
| SIE | Securities Industry Essentials Examination | 18 June 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7959723
- Firm
- Arch Global Advisors · CRD 297397
- Office
- 215 LEXINGTON AVENUE, SUITE 17B, New York, NY 10016
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Arch work?
Thomas Arch is an investment adviser representative registered through Arch Global Advisors, LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Arch a financial advisor?
Yes. Thomas Arch has a current investment-adviser registration in New York, through Arch Global Advisors since December 2025.
How many years of experience does Thomas Arch have?
Thomas Arch has 1 year in the financial industry, since April 2025, across 3 adviser firms.
What exams has Thomas Arch passed?
Thomas Arch has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in June 2024.
Where did Thomas Arch work before Arch Global Advisors?
Before Arch Global Advisors, Thomas Arch was registered through LPL Enterprise, LLC, November 2024 to April 2025; Prudential Financial Planning Services, November 2024 to November 2024.
Where is Thomas Arch based?
Thomas Arch’s registered office is in New York, NY.
Is Thomas Arch registered with FINRA?
Yes. Thomas Arch has a current broker registration, under CRD 7959723.
Source: FINRA BrokerCheck
How can I verify Thomas Arch’s record?
Search CRD 7959723 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Arch’s full registration record.
