Thomas Ambrose has been an investment adviser representative at Van Clemens Wealth Management since June 2026, and is not listed among the firm’s executive officers or direct owners.
Van Clemens Wealth Management, LLC is a Minneapolis, MN firm with $470M under management, 616 clients and 24 advisers across 6 offices, as of its September 2026 filing.
Thomas Ambrose’s longest registration was 14 years at Ambrose Wealth Management (1996–2010). Before joining Van Clemens Wealth Management in 2026, Thomas Ambrose was registered through Cambridge Investment Research Advisors, Inc. and Prospera Financial Services, Inc.
- – present · under a yearChadds Ford, PA · Adviser representative · Firm CRD 297362
- Ambrose Wealth ManagementAlso current– present · 11 yearsChadds Ford, PA · Adviser representative · Firm CRD 269838
- Cambridge Investment Research Advisors, Inc.– · under a yearWest Chester, PA · Adviser representative · Firm CRD 134139
- Prospera Financial Services, Inc.– · 1 yearWestchester, PA · Adviser representative · Firm CRD 10740
- Ameriprise Financial Services, Inc.– · 2 yearsWilmington, DE · Adviser representative · Firm CRD 6363
- Brandywine Financial Group, Inc.– · 3 yearsChadds Ford, PA · Adviser representative · Firm CRD 127344
- Ambrose Wealth Management– · 14 yearsChadds Ford, PA · Adviser representative · Firm CRD 108395
Investment adviser representative registrations
Thomas Ambrose is registered as an investment adviser representative in Pennsylvania, since August 2015.
- PennsylvaniaSince 26 August 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 October 1984 |
| Series 1 | Registered Representative Examination | 17 September 1979 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Thomas Kevin Ambrose
- CRD
- 871838
- Firm
- Van Clemens Wealth Management · CRD 297362
- Office
- Chadds Ford, PA
- Registration
- Investment adviser registration
- In the industry since
- August 1980
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Ambrose work?
Thomas Ambrose is an investment adviser representative registered through Van Clemens Wealth Management, LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Ambrose a financial advisor?
Yes. Thomas Ambrose has a current investment-adviser registration in Pennsylvania, through Van Clemens Wealth Management since June 2026.
How many years of experience does Thomas Ambrose have?
Thomas Ambrose has 46 years in the financial industry, since August 1980, across 7 adviser firms.
What exams has Thomas Ambrose passed?
Thomas Ambrose has passed 3 licensing exams: the Series 1, Series 63 and Series 65. The earliest, the Series 1, was passed in September 1979. FINRA credited Thomas Ambrose with the SIE, which began in October 2018.
Where did Thomas Ambrose work before Van Clemens Wealth Management?
Before Van Clemens Wealth Management, Thomas Ambrose was registered through Cambridge Investment Research Advisors, Inc., July 2014 to May 2015; Prospera Financial Services, Inc., November 2012 to June 2014; Ameriprise Financial Services, Inc., May 2010 to November 2012; Brandywine Financial Group, Inc., November 2003 to January 2007; Ambrose Wealth Management, March 1996 to December 2010.
Where is Thomas Ambrose based?
Thomas Ambrose’s registered office is in Chadds Ford, PA.
Is Thomas Ambrose registered with FINRA?
No. Thomas Ambrose has no current broker registration.
How can I verify Thomas Ambrose’s record?
Search CRD 871838 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Ambrose’s full registration record.