Theodore Parker has been Financial Advisor, Chief Compliance Officer, Member of Sound Portfolio Advisors since July 1999, is a control person of the firm and directly owns between 25% and 50% of it. Theodore Parker holds a Master's degree in international business and finance from Fletcher School at Tufts University. Theodore Parker studied at Reed College.
Sound Portfolio Advisors, LLC is a Mystic, CT firm with $151M under management, 139 clients and 2 advisers in one office, as of its February 2026 filing.
Theodore L. Parker is Founding Partner of Sound Portfolio Advisors, based in Mystic, Connecticut. He focuses on portfolio management and retirement adequacy planning on behalf of clients. He has over thirty years of experience in financial services. Before establishing Parker Financial Planning in 1999, later to become Sound Portfolio Advisors, he was a Vice President at J.P. Morgan Chase Bank in New York City.
- – present · 26 yearsMystic, CT · Adviser representative · Firm CRD 125511
Investment adviser representative registrations
Theodore Parker is registered as an investment adviser representative in Connecticut, since November 1999.
- ConnecticutSince 8 November 1999
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 November 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 July 1993 |
| Series 7 | General Securities Representative Examination | 30 June 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Theodore Lee Parker
- CRD
- 2362925
- Firm
- Sound Portfolio Advisors · CRD 125511
- Role
- Financial Advisor, Chief Compliance Officer, Member
- Office
- 28 Cottrell Street, Mystic, CT 06355
- Registration
- Investment adviser registration
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- soundportfolios.com
Where does Theodore Parker work?
Theodore Parker has been Financial Advisor, Chief Compliance Officer, Member of Sound Portfolio Advisors, LLC since July 1999, and is a control person of the firm.
Is Theodore Parker a financial advisor?
Yes. Theodore Parker has a current investment-adviser registration in Connecticut, through Sound Portfolio Advisors since November 1999.
How many years of experience does Theodore Parker have?
Theodore Parker has 26 years in the financial industry, since November 1999, across 1 adviser firm.
What exams has Theodore Parker passed?
Theodore Parker has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1993.
Where is Theodore Parker based?
Theodore Parker’s registered office is in Mystic, CT.
Is Theodore Parker registered with FINRA?
No. Theodore Parker has no current broker registration.
How can I verify Theodore Parker’s record?
Search CRD 2362925 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Theodore Parker’s full registration record.
