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Theodore Hughes, portrait

Theodore Hughes

President at Hughes Warren in Edmond, OK

Investment adviser registrationUpdated

Theodore Hughes is President of Hughes Warren, Inc., an investment adviser managing $221M, and works from its Edmond, OK office. Theodore Hughes has been registered as an investment adviser representative through Hughes Warren since 15 November 2007, has 24 years in the industry across 2 firms and has passed the Series 65.

24
Years in industry
18
Years at firm
2
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Theodore Hughes has been President of Hughes Warren since October 2007, is a control person of the firm and directly owns 75% or more of it. Theodore Hughes holds an Undergraduate degree in Finance from the University of Oklahoma and a Master's degree in Business Administration from the University of Oklahoma.

Hughes Warren, Inc. is an Edmond, OK firm with $221M under management, 808 clients and 2 advisers in one office, as of its February 2026 filing.

Ted Hughes is President of Hughes Warren, Inc. He has more than 25 years of financial experience, primarily in the area of asset management. He is a member of the Financial Planning Association and a current member and past President of the Oklahoma City Estate Planning Council.

Theodore Hughes’ longest registration is the current one, 18 years at Hughes Warren since 2007. Before joining Hughes Warren in 2007, Theodore Hughes was registered through Retirement Investment Advisors Inc.

  1. – present · 18 years
    Edmond, OK · Adviser representative · Firm CRD 145570
  2. Retirement Investment Advisors Inc
    – · 5 years
    Oklahoma City, OK · Adviser representative · Firm CRD 106316

Credentials and registrations

Professional designations

Listed by Hughes Warren

  • Certified Financial Planner™

Investment adviser representative registrations

Theodore Hughes is registered as an investment adviser representative in 2 states. The first approvals date from November 2007; the most recent is Texas, in March 2012.

  • OklahomaSince 15 November 2007
  • TexasSince 19 March 2012

Examinations

Series 6529 July 1999
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Theodore John Hughes
CRD
4564055
Firm
Hughes Warren · CRD 145570
Role
President
Office
16350 MUIRFIELD PLACE, Edmond, OK 73013
Registration
Investment adviser registration
In the industry since
August 2002
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Theodore Hughes work?

Theodore Hughes has been President of Hughes Warren, Inc. since October 2007, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 February 2026

Is Theodore Hughes a financial advisor?

Yes. Theodore Hughes has a current investment-adviser registration in Oklahoma and Texas, through Hughes Warren since November 2007.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Theodore Hughes have?

Theodore Hughes has 24 years in the financial industry, since August 2002, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Theodore Hughes passed?

Theodore Hughes passed the Series 65 in July 1999.

Source: IAPD individual record, checked 22 October 2026

Where is Theodore Hughes based?

Theodore Hughes’ registered office is in Edmond, OK.

Source: IAPD individual record, checked 22 October 2026

Is Theodore Hughes registered with FINRA?

No. Theodore Hughes has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

Is Theodore Hughes a CFP?

Hughes Warren lists Theodore Hughes with the CFP credential (“Certified Financial Planner™”) on its website. CFP Board confirms certification status.

Source: Ted Hughes biography, hugheswarren.com

How can I verify Theodore Hughes’ record?

Search CRD 4564055 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Theodore Hughes’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Hughes Warren

Sources

  1. IAPD individual record, CRD 4564055, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Hughes Warren, Inc., filed 20 February 2026. Title, control and ownership bands.
  3. Hughes Warren team page. Biography, education, credentials, awards and the portrait, reproduced for identification.