Theodore Dunn has been Director of Bmo Family Office since September 2024, is a control person of the firm and directly owns under 5% of it.
Bmo Family Office, LLC is a Chicago, IL firm with $9.99B under management, 73 clients and 75 advisers across 7 offices, as of its January 2026 filing.
No adviser firm registrations are on Theodore Dunn’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 30 September 2026 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 April 2019 |
| Series 24 | General Securities Principal Examination | 28 February 2019 |
| SIE | Securities Industry Essentials Examination | 4 December 2018 |
| Series 79 | Investment Banking Registered Representative Examination | 1 December 2018 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Banking Registered Representative Examination
- CRD
- 1784911
- Firm
- Bmo Family Office · CRD 110264
- Role
- Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Theodore Dunn work?
Theodore Dunn has been Director of Bmo Family Office, LLC since September 2024, and is a control person of the firm.
Does Theodore Dunn have a current investment-adviser registration?
Theodore Dunn has a current broker registration and no current investment-adviser registration.
What exams has Theodore Dunn passed?
Theodore Dunn has passed 5 licensing exams: the Series 79, SIE, Series 24, Series 63 and Series 7TO. The earliest, the Series 79, was passed in December 2018.
Is Theodore Dunn registered with FINRA?
Yes. Theodore Dunn has a current broker registration, under CRD 1784911.
Source: FINRA BrokerCheck
How can I verify Theodore Dunn’s record?
Search CRD 1784911 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Theodore Dunn’s full registration record.