Terri Connelly has been an investment adviser representative at Formidable Asset Management since February 2020, and is not listed among the firm’s executive officers or direct owners.
Formidable Asset Management, LLC is a Cincinnati, OH firm with $903M under management, 900 clients and 14 advisers across 4 offices, as of its August 2026 filing.
Terri Connelly is Senior Portfolio Manager of Formidable Asset Management. She has over 28 years of experience in investment management and financial planning, working with families on multi-generational planning, divorce financial planning, and retirement planning for corporate executives and other professionals. Earlier, she was a Director of RBC Capital Markets, where she led Ohio municipal underwritings.
Terri Connelly’s longest registration is the current one, 6 years at Formidable Asset Management since 2020. Before joining Formidable Asset Management in 2020, Terri Connelly was registered through Ameriprise Financial Services, LLC.
- – present · 6 yearsCincinnati, OH · Adviser representative · Firm CRD 167555
- Ameriprise Financial Services, LLC.– · 3 yearsCrestview Hills, KY · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Terri Connelly is registered as an investment adviser representative in Ohio, since February 2020.
- OhioSince 28 February 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 September 2016 |
| Series 7 | General Securities Representative Examination | 2 November 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 October 2007 |
| Series 52 | Municipal Securities Representative Examination | 22 November 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Terri Lynn Connelly
- CRD
- 2510137
- Firm
- Formidable Asset Management · CRD 167555
- Office
- 221 E. 4TH STREET, SUITE 2700, Cincinnati, OH 45202
- Registration
- Investment adviser registration
- In the industry since
- December 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- formidableam.com
Where does Terri Connelly work?
Terri Connelly is an investment adviser representative registered through Formidable Asset Management, LLC since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Terri Connelly a financial advisor?
Yes. Terri Connelly has a current investment-adviser registration in Ohio, through Formidable Asset Management since February 2020.
How many years of experience does Terri Connelly have?
Terri Connelly has 23 years in the financial industry, since December 2002, across 2 adviser firms.
What exams has Terri Connelly passed?
Terri Connelly has passed 4 licensing exams: the Series 52, Series 63, Series 7 and Series 66. The earliest, the Series 52, was passed in November 1999. FINRA credited Terri Connelly with the SIE, which began in October 2018.
Where is Terri Connelly based?
Terri Connelly’s registered office is in Cincinnati, OH.
Is Terri Connelly registered with FINRA?
No. Terri Connelly has no current broker registration.
How can I verify Terri Connelly’s record?
Search CRD 2510137 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Terri Connelly’s full registration record.
