Tera Probst has been Chief Investment Officer of Sound Legacy Wealth Advisors since January 2020, is a control person of the firm and directly owns under 5% of it. Tera Probst studied at Western Washington University.
Sound Legacy Wealth Advisors, LLC is a firm with $102M under management, 44 clients and 2 advisers across 2 offices, as of its April 2026 filing.
Tera Probst is Partner, Chief Investment Officer of Sound Legacy Wealth Advisors, based in Bellevue, Washington. She has managed the portfolios of high net worth, ultra-high net worth and institutional clients for nearly twenty years. She spent more than 25 years with Bank of America, where before becoming a portfolio manager she provided affluent clients with banking, lending and insurance advice and services.
- – present · 6 yearsKirkland, WA · Adviser representative · Firm CRD 306332
Investment adviser representative registrations
Tera Probst is registered as an investment adviser representative in Washington, since June 2020.
- WashingtonSince 1 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 June 2020 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 February 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Tera Louise Probst
- CRD
- 2439172
- Firm
- Sound Legacy Wealth Advisors · CRD 306332
- Role
- Chief Investment Officer
- Office
- Kirkland, WA
- Registration
- Investment adviser registration
- In the industry since
- May 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- soundlegacy.com
Where does Tera Probst work?
Tera Probst has been Chief Investment Officer of Sound Legacy Wealth Advisors, LLC since January 2020, and is a control person of the firm.
Is Tera Probst a financial advisor?
Yes. Tera Probst has a current investment-adviser registration in Washington, through Sound Legacy Wealth Advisors since June 2020.
How many years of experience does Tera Probst have?
Tera Probst has 6 years in the financial industry, since May 2020, across 1 adviser firm.
What exams has Tera Probst passed?
Tera Probst has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in January 1994.
Where is Tera Probst based?
Tera Probst’s registered office is in Kirkland, WA.
Is Tera Probst registered with FINRA?
No. Tera Probst has no current broker registration.
How can I verify Tera Probst’s record?
Search CRD 2439172 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tera Probst’s full registration record.
