Tenzing Deck has been Chief Compliance Officer of Bricktown Capital since May 2022, is a control person of the firm and directly owns under 5% of it. Tenzing Deck holds a BA from Franklin and Marshall College and an MBA from Temple University.
Bricktown Capital LLC is a Detroit, MI firm with $11.7B under management, 28 clients and 33 advisers in one office, as of its March 2026 filing.
Tom Deck is Chief Compliance Officer of Bricktown Capital, LLC. He has a long history of leading compliance for RIA, Broker Dealer and Investment Services between his tenure at BNY, M&T and Mid-Atlantic. He has served as a CCO for the last 9 years and in total has 20+ years of compliance experience.
Tenzing Deck’s longest registration was 5 years at M&T Securities, Inc. (2013–2019). Before joining Bricktown Capital in 2022, Tenzing Deck was registered through Newedge Advisors and Mid Atlantic Financial Management, Inc.
- Bricktown Capital, LLCCurrent– present · 4 yearsDetroit, MI · Adviser representative · Firm CRD 319290
- Newedge Advisors– · under a yearPittsburg, PA · Adviser representative · Firm CRD 171351
- Mid Atlantic Financial Management, Inc.– · 2 yearsPittsburgh, PA · Adviser representative · Firm CRD 109771
- M&T Securities, Inc.– · 5 yearsBuffalo, NY · Adviser representative · Firm CRD 17358
Investment adviser representative registrations
Tenzing Deck is registered as an investment adviser representative in Michigan, since July 2022.
- MichiganSince 19 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 November 2012 |
| Series 53 | Municipal Securities Principal Examination | 11 October 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 May 2001 |
| Series 24 | General Securities Principal Examination | 26 August 1999 |
| Series 7 | General Securities Representative Examination | 21 June 1999 |
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Tenzing Thomas Deck
- CRD
- 3231022
- Firm
- Bricktown Capital · CRD 319290
- Role
- Chief Compliance Officer
- Office
- 600 E. LAFAYETTE BLVD, Detroit, MI 48226
- Registration
- Investment adviser registration
- In the industry since
- February 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bricktowncapital.com
Where does Tenzing Deck work?
Tenzing Deck has been Chief Compliance Officer of Bricktown Capital LLC since May 2022, and is a control person of the firm.
Is Tenzing Deck a financial advisor?
Yes. Tenzing Deck has a current investment-adviser registration in Michigan, through Bricktown Capital since July 2022.
How many years of experience does Tenzing Deck have?
Tenzing Deck has 25 years in the financial industry, since February 2001, across 4 adviser firms.
What exams has Tenzing Deck passed?
Tenzing Deck has passed 7 licensing exams: the Series 7, Series 24, Series 63, Series 53, Series 66, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in June 1999. FINRA credited Tenzing Deck with the SIE, which began in October 2018.
Where did Tenzing Deck work before Bricktown Capital?
Before Bricktown Capital, Tenzing Deck was registered through Newedge Advisors, November 2021 to March 2022; Mid Atlantic Financial Management, Inc., July 2019 to November 2021; M&T Securities, Inc., August 2013 to July 2019.
Where is Tenzing Deck based?
Tenzing Deck’s registered office is in Detroit, MI.
Is Tenzing Deck registered with FINRA?
No. Tenzing Deck has no current broker registration.
How can I verify Tenzing Deck’s record?
Search CRD 3231022 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tenzing Deck’s full registration record.
