Taylor Glock has been an investment adviser representative at D.B. Root & Company since December 2021, and is not listed among the firm’s executive officers or direct owners. Taylor Glock holds a Bachelor of Arts from Grove City College and a Master's in Business Administration from Clarion University.
D.B. Root & Company, LLC is a Pittsburgh, PA firm with $952M under management, 777 clients and 15 advisers across 2 offices, as of its June 2026 filing.
Taylor Glock is a Financial Advisor of DBR & CO, based in Pittsburgh. Glock develops and implements financial planning strategies for private wealth management clients and has nearly two decades of financial experience. Before joining DBR, she spent 13 years with the Bank of New York Mellon in client service and operations roles across Performance and Risk Management, Wealth Management, and Foreign Exchange.
- D.B. Root & Company, LLCCurrent– present · 4 yearsPittsburgh, PA · Adviser representative · Firm CRD 188512
Investment adviser representative registrations
Taylor Glock is registered as an investment adviser representative in 2 states. The first approvals date from December 2021; the most recent is Texas, in October 2022.
- PennsylvaniaSince 20 December 2021
- TexasSince 13 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 2021 |
| SIE | Securities Industry Essentials Examination | 6 July 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Taylor Kathryn Glock
- CRD
- 7118679
- Firm
- D.B. Root & Company · CRD 188512
- Office
- 436 SEVENTH AVENUE, SUITE 2800, Pittsburgh, PA 15219
- Registration
- Investment adviser registration
- In the industry since
- December 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dbroot.com
Where does Taylor Glock work?
Taylor Glock is an investment adviser representative registered through D.B. Root & Company, LLC since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is Taylor Glock a financial advisor?
Yes. Taylor Glock has a current investment-adviser registration in Pennsylvania and Texas, through D.B. Root & Company since December 2021.
How many years of experience does Taylor Glock have?
Taylor Glock has 4 years in the financial industry, since December 2021, across 1 adviser firm.
What exams has Taylor Glock passed?
Taylor Glock has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in July 2020.
Where is Taylor Glock based?
Taylor Glock’s registered office is in Pittsburgh, PA.
Is Taylor Glock registered with FINRA?
No. Taylor Glock has no current broker registration.
How can I verify Taylor Glock’s record?
Search CRD 7118679 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Taylor Glock’s full registration record.
David RootChief Executive- Heather OstrowskiChief Financial Officer
Jesse RootChief Operating Officer- Richard ChenChief Compliance Officer
Michael AroestyChief Investment Officer