Tara Roman has been Relationship Manager and Chief Compliance Officer of Bison Investment Advisors since August 2019, is a control person of the firm and directly owns under 5% of it.
Bison Investment Advisors, LLC is a The Woodlands, TX firm with $158M under management, 165 clients and 2 advisers across 2 offices, as of its March 2026 filing.
- – present · 10 yearsThe Woodlands, TX · Adviser representative · Firm CRD 149775
Investment adviser representative registrations
Tara Roman is registered as an investment adviser representative in Texas, since December 2015.
- TexasSince 3 December 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 September 2015 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 11 August 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Tara Anne Roman
- CRD
- 4323375
- Firm
- Bison Investment Advisors · CRD 149775
- Role
- Relationship Manager and Chief Compliance Officer
- Office
- 10055 GROGANS MILL, SUITE 120, The Woodlands, TX 77380
- Registration
- Investment adviser registration
- In the industry since
- December 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Tara Roman work?
Tara Roman has been Relationship Manager and Chief Compliance Officer of Bison Investment Advisors, LLC since August 2019, and is a control person of the firm.
Is Tara Roman a financial advisor?
Yes. Tara Roman has a current investment-adviser registration in Texas, through Bison Investment Advisors since December 2015.
How many years of experience does Tara Roman have?
Tara Roman has 10 years in the financial industry, since December 2015, across 1 adviser firm.
What exams has Tara Roman passed?
Tara Roman has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in August 2008. FINRA credited Tara Roman with the SIE, which began in October 2018.
Where is Tara Roman based?
Tara Roman’s registered office is in The Woodlands, TX.
Is Tara Roman registered with FINRA?
No. Tara Roman has no current broker registration.
How can I verify Tara Roman’s record?
Search CRD 4323375 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tara Roman’s full registration record.
