Suzanne Fitzgerald has been an investment adviser representative at Solutions 4 Wealth since April 2019, and is not listed among the firm’s executive officers or direct owners. Suzanne Fitzgerald holds a Juris Doctorate from Quinnipiac University and a Bachelor's degree in Business Management from Plymouth State University.
Solutions 4 Wealth, LTD is a Southlake, TX firm with $189M under management, 209 clients and 5 advisers in one office, as of its September 2026 filing.
Suzanne Fitzgerald is part of the team at Solutions 4 Wealth. She has over 20 years of experience working with high net-worth individuals, families, executives, business owners and foundations. She is a member in good standing of the New York Bar Association but does not currently practice law.
Suzanne Fitzgerald’s longest registration is the current one, 7 years at Solutions 4 Wealth since 2019. Before joining Solutions 4 Wealth in 2019, Suzanne Fitzgerald was registered through Exencial Wealth Advisors and Eagle Strategies LLC.
- Exencial Wealth Advisors– · 3 yearsFrisco, TX · Adviser representative · Firm CRD 130475
- Eagle Strategies LLC– · 5 yearsDallas, TX · Adviser representative · Firm CRD 110826
- The Ayco Company,l.p.– · 5 yearsDallas, TX · Adviser representative · Firm CRD 106693
Investment adviser representative registrations
Suzanne Fitzgerald is registered as an investment adviser representative in Texas, since April 2019.
- TexasSince 29 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 December 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 June 1999 |
| Series 7 | General Securities Representative Examination | 9 February 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Suzanne Marie Fitzgerald
- CRD
- 3136145
- Firm
- Solutions 4 Wealth · CRD 143248
- Office
- Plano, TX
- Registration
- Investment adviser registration
- In the industry since
- August 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- solutions4wealth.com
Where does Suzanne Fitzgerald work?
Suzanne Fitzgerald is an investment adviser representative registered through Solutions 4 Wealth, LTD since April 2019, and is not listed among the firm’s executive officers or direct owners.
Is Suzanne Fitzgerald a financial advisor?
Yes. Suzanne Fitzgerald has a current investment-adviser registration in Texas, through Solutions 4 Wealth since April 2019.
How many years of experience does Suzanne Fitzgerald have?
Suzanne Fitzgerald has 22 years in the financial industry, since August 2004, across 4 adviser firms.
What exams has Suzanne Fitzgerald passed?
Suzanne Fitzgerald has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 1999. FINRA credited Suzanne Fitzgerald with the SIE, which began in October 2018.
Where did Suzanne Fitzgerald work before Solutions 4 Wealth?
Before Solutions 4 Wealth, Suzanne Fitzgerald was registered through Exencial Wealth Advisors, December 2015 to February 2019; Eagle Strategies LLC, April 2010 to January 2016; The Ayco Company,l.p., March 2001 to January 2007.
Where is Suzanne Fitzgerald based?
Suzanne Fitzgerald’s registered office is in Plano, TX.
Is Suzanne Fitzgerald registered with FINRA?
No. Suzanne Fitzgerald has no current broker registration.
How can I verify Suzanne Fitzgerald’s record?
Search CRD 3136145 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Suzanne Fitzgerald’s full registration record.
